Form D · Hedge Fund

Thirteen Partners Concentrated 4, LLC

New York, NY · CIK 0001799686

Offering snapshot reported Jan 13, 2026 · SEC filing

Reported sold
$114M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jan 1, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57.2M$114MJan 15, 2020: $86,706,918.00Jan 15, 2020Jan 15, 2021: $85,906,918.00Jan 14, 2022: $85,906,918.00Jan 13, 2023: $97,681,918.00Jan 12, 2024: $99,029,418.00Jan 13, 2025: $107,244,418.00Jan 13, 2026: $114,303,665.00Jan 13, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$107,244,418 → $114,303,665
  • Reported investors47 → 53

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 13, 2026Amendment$114,303,665$7,059,247vs Jan 13, 202553SEC filing
Jan 13, 2025Amendment$107,244,418$8,215,000vs Jan 12, 202447SEC filing
Jan 12, 2024Amendment$99,029,418$1,347,500vs Jan 13, 202344SEC filing
Jan 13, 2023Amendment$97,681,918$11,775,000vs Jan 14, 202214SEC filing
Jan 14, 2022Amendment$85,906,918$0vs Jan 15, 202114SEC filing
Jan 15, 2021Amendment$85,906,918-$800,000vs Jan 15, 202014SEC filing
Jan 15, 2020Initial$86,706,918No comparison30SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-358113

Source: Form D, filed Jan 13, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THIRTEEN PARTNERS CONCENTRATED 4, LLC

Investment adviser: ALTERNATIVE INVESTMENT MANAGEMENT, LLC

Gross asset value
$121M
Beneficial owners
54
ADV minimum commitment
$100K

Reported in Form ADV on Aug 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Marketer SAXONY SECURITIES, INC. ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

UBS FINANCIAL SERVICES INC.
SEC 8-16267

SAXONY SECURITIES, INC.
CRD 115547 · SEC 8-53490

Filing source

Form ADV 2124829 · Aug 11, 2026 · Schedule D 7.B.(1), fund 805-2764679587

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alternative Investment Management, Llc Promoter
Jonathan M Harris Executive
Thirteen Capital Associates, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Investment Mgmt., Llc 757 Third Avenue, 12 Th Floor
New York, NY, 10017