Form D · Hedge Fund

Thirteen Partners Concentrated 3, Ltd.

Grand Cayman, E9 · CIK 0001764947

Offering snapshot reported Jan 14, 2022 · SEC filing

Reported sold: $5.85M
Investors reported: 16
Minimum accepted: $100K
First sale: Feb 1, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,206,665 → $5,848,119

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2022	Amendment	$5,848,119	$641,454vs Jan 15, 2021	16	SEC filing
Jan 15, 2021	Amendment	$5,206,665	No comparison	Not reported	SEC filing
Feb 13, 2020	Amendment	$1,420,000	$770,000vs Feb 13, 2019	5	SEC filing
Feb 13, 2019	Initial	$650,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-332770

Finders' Fees may be paid in the future.

Source: Form D, filed Jan 14, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THIRTEEN PARTNERS CONCENTRATED 3, LTD.

Investment adviser: ALTERNATIVE INVESTMENT MANAGEMENT, LLC

Gross asset value: $68.5M
Beneficial owners: 27
ADV minimum commitment: $100K

Reported in Form ADV on Sep 16, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian STATE STREET BANK AND TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Marketer SAXONY SECURITIES, INC. ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

UBS FINANCIAL SERVICES INC.
SEC 8-16267

SAXONY SECURITIES, INC.
CRD 115547 · SEC 8-53490

Filing source

Form ADV 1676200 · Sep 16, 2022 · Schedule D 7.B.(1), fund 805-6636052950

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Thirteen Partners Concentrated, Ltd.	Apr 15, 2026	$20,430,301	34
Thirteen Partners Concentrated 3, Ltd. (this fund)	Jan 14, 2022	$5,848,119	16
Thirteen Partners Concentrated 4, LLC	Jan 13, 2026	$114,303,665	53

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Alternative Investment Management, Llc	Promoter
Scott Dakers	Director
Jonathan M Harris	Director
Inderjit Singh	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Intertrust Corp. Svcs.(Cayman) Ltd 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9005