Form D · Hedge Fund

TCM MPS SERIES FUND LP/Counterweight I Series

White Plains, NY · CIK 0001422826

Offering snapshot reported Mar 21, 2019 · SEC filing

Reported sold
$315M
Indefinite offering
Investors reported
174
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$157M$315MDec 28, 2007Mar 17, 2010: $53,341,498.00Mar 17, 2011: $124,614,379.00Mar 19, 2012: $141,548,817.00Mar 19, 2013: $191,445,949.00Mar 19, 2014: $244,868,677.00Mar 19, 2015: $266,218,677.00Mar 21, 2016: $310,808,677.00Mar 21, 2017: $312,598,677.00Mar 21, 2018: $312,873,677.00Mar 21, 2019: $314,873,677.00Mar 21, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$312,873,677 → $314,873,677

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2019Amendment$314,873,677$2,000,000vs Mar 21, 2018174SEC filing
Mar 21, 2018Amendment$312,873,677$275,000vs Mar 21, 2017174SEC filing
Mar 21, 2017Amendment$312,598,677$1,790,000vs Mar 21, 2016174SEC filing
Mar 21, 2016Amendment$310,808,677$44,590,000vs Mar 19, 2015171SEC filing
Mar 19, 2015Amendment$266,218,677$21,350,000vs Mar 19, 2014154SEC filing
Mar 19, 2014Amendment$244,868,677$53,422,728vs Mar 19, 2013135SEC filing
Mar 19, 2013Amendment$191,445,949$49,897,132vs Mar 19, 2012116SEC filing
Mar 19, 2012Amendment$141,548,817$16,934,438vs Mar 17, 2011101SEC filing
Mar 17, 2011Amendment$124,614,379$71,272,881vs Mar 17, 201093SEC filing
Mar 17, 2010Amendment$53,341,498No comparison50SEC filing
Mar 16, 2009Amendment$18,283,746No comparisonNot reportedSEC filing
Dec 28, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0 (estimated)
Form D file number
021-112700
Finders receive a percentage of management fees and incentive allocations received by the General Partners.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Hamilton Miller Investments LLC41896
Lyster Watson Management, Inc./Lyster Watson Securities Inc.30210
Lincoln Square AdvisorsNoneTangent Capital Partners · CRD 146999
Probitas Partners, L.P.NoneProbitas Funds Group, LLC · CRD 115876

Source: Form D, filed Mar 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCM MPS SERIES FUND LP -- PARTNERS SERIES

Investment adviser: TROOB CAPITAL MANAGEMENT LLC

Gross asset value
$79.2K
Beneficial owners
20
ADV minimum commitment
$3M

Reported in Form ADV on Mar 23, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA LLP NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer LYSTER WATSON SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

LYSTER WATSON SECURITIES, INC.
CRD 30210 · SEC 8-44783

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 978103 · Mar 23, 2016 · Schedule D 7.B.(1), fund 805-3784702548

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William David Finn Executive
Vincent J. Mazziotta Executive
Carlton Thompson Executive
Douglas Matthew Troob Executive
Peter Joseph Troob Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
777 Westchester Avenue Suite 203
White Plains, NY, 10604