Investment adviser · CRD 161416

TROOB CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

RYE BROOK, NY, United States · Form ADV filed Apr 28, 2026

Regulatory AUM: $538M
Client accounts: 6
Employees: 8
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$509,494,202	94.7%
Other clients	Fewer than 5	$28,432,321	5.3%

Filing source

Form ADV 2099758 · Apr 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TCM TACTICAL OPPORTUNITIES FUND II LPPrivate Equity Fund · Last reported Apr 28, 2026$207MGross asset value

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA PC NEW YORK, New York, United States

Custodian JP MORGAN ASSET MANAGEMENT KANSAS CITY, Missouri, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian THE COLORADO BANK & TRUST COMPANY LA JUNTA, Colorado, United States Related to adviser: No

Marketer SUPERVISION PARTNERS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA PC
PCAOB 243

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

THE COLORADO BANK & TRUST COMPANY
LEI 2549008POZ7T1PJYBU80

SUPERVISION PARTNERS LLC
CRD 300528 · SEC 8-70315

Fund details & source

Fund ID: 805-5417328816
Reported beneficial owners: 177
Minimum commitment: $1M
Form D file number: 021-316018

Form ADV 2099758 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCM TACTICAL OPPORTUNITIES FUND III LPPrivate Equity Fund · Last reported Apr 28, 2026$57.6MGross asset value

Form D fundraising filings

TCM Tactical Opportunities Fund III LP

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA PC NEW YORK, New York, United States

Custodian JP MORGAN ASSET MANAGEMENT KANSAS CITY, Missouri, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer INVICTA CAPITAL LLC OAKMONT, Pennsylvania, United States Related to adviser: No

Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer SUPERVISION PARTNERS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA PC
PCAOB 243

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

SUPERVISION PARTNERS LLC
CRD 300528 · SEC 8-70315

Fund details & source

Fund ID: 805-3070419547
Reported beneficial owners: 103
Minimum commitment: $1M
Form D file number: 021-523983

Form ADV 2099758 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CONTEXT|TCM SERIES FUND LPPrivate Equity Fund · Last reported Apr 28, 2026$51.5MGross asset value

Form D fundraising filings

Context|TCM Series Fund LP - Context|TCM Tactical Opportunities Series

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA PC NEW YORK, New York, United States

Custodian JP MORGAN ASSET MANAGEMENT KANSAS CITY, Missouri, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL, A BANK OF AMERICA COMPANY SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA PC
PCAOB 243

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-2448451788
Reported beneficial owners: 165
Minimum commitment: $1M
Form D file number: 021-316018

Form ADV 2099758 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCM STONE LPPrivate Equity Fund · Last reported Apr 28, 2026$18.8MGross asset value

Form D fundraising filings

TCM Stone LP

Auditor BDO USA PC NEW YORK, New York, United States

Custodian JP MORGAN ASSET MANAGEMENT KANSAS CITY, Missouri, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BDO USA PC
PCAOB 243

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-2774425760
Reported beneficial owners: 5
Minimum commitment: $5M
Form D file number: 021-501834

Form ADV 2099758 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RB HOLDINGS FUNDING LLCPrivate Equity Fund · Last reported Apr 28, 2026$5.09MGross asset value

Form D fundraising filings

RB Holdings Funding LLC

Auditor BDO USA PC NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BDO USA PC
PCAOB 243

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-7584268432
Reported beneficial owners: 13
Minimum commitment: $250K
Form D file number: 021-382854

Form ADV 2099758 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCM EAGLE FUND LPHedge Fund · Last reported Mar 23, 2016$1.32BGross asset value

Form D fundraising filings

TCM EAGLE FUND LP

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP NEW YORK, New York, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New Mexico, United States Related to adviser: No

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BARCLAYS CAPITAL INC.
SEC 8-41342

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-7963330364
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-214479

Form ADV 978103 · Mar 23, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCM MPS LTD SPC -- PARTNERS SEGREGATED PORTFOLIOHedge Fund · Last reported Mar 27, 2013$43MGross asset value

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN LTD WEST BAY, Cayman Islands

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Marketer LYSTER WATSON SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

LYSTER WATSON SECURITIES, INC.
CRD 30210 · SEC 8-44783

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-4040652337
Reported beneficial owners: 14
Minimum commitment: $3M
Form D file number: 021-111088

Form ADV 700583 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 28, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

4 INTERNATIONAL DRIVE, SUITE 230
RYE BROOK, NY, 10573, United States

CRD 161416

Filing source

Form ADV 2099758 · Apr 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.