Form D · Other Investment Fund

Tactical Income CEF Fund

Greenville, DE · CIK 0001549686

Offering snapshot reported Sep 10, 2021 · SEC filing

Reported sold
$16.7M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.34M$16.7MMay 11, 2012: $1,005,000.00May 11, 2012May 9, 2013: $1,005,000.00May 9, 2014: $2,005,000.00May 8, 2015: $2,005,000.00May 14, 2015: $2,005,000.00May 16, 2016: $2,005,000.00May 16, 2017: $4,830,000.00Sep 13, 2017: $4,830,000.00Sep 13, 2018: $16,680,000.00Sep 13, 2019: $16,680,000.00Sep 11, 2020: $16,680,000.00Sep 10, 2021: $16,680,000.00Sep 10, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2021Amendment$16,680,000$0vs Sep 11, 20209SEC filing
Sep 11, 2020Amendment$16,680,000$0vs Sep 13, 20199SEC filing
Sep 13, 2019Amendment$16,680,000$0vs Sep 13, 20189SEC filing
Sep 13, 2018Amendment$16,680,000$11,850,000vs Sep 13, 20179SEC filing
Sep 13, 2017Amendment$4,830,000$0vs May 16, 20175SEC filing
May 16, 2017Amendment$4,830,000$2,825,000vs May 16, 20165SEC filing
May 16, 2016Amendment$2,005,000$0vs May 14, 20152SEC filing
May 14, 2015Amendment$2,005,000$0vs May 8, 20152SEC filing
May 8, 2015Amendment$2,005,000$0vs May 9, 20142SEC filing
May 9, 2014Amendment$2,005,000$1,000,000vs May 9, 20132SEC filing
May 9, 2013Amendment$1,005,000$0vs May 11, 20122SEC filing
May 11, 2012Initial$1,005,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178086

Source: Form D, filed Sep 10, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TACTICAL INCOME CEF FUND

Investment adviser: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Gross asset value
$5.87M
Beneficial owners
7
ADV minimum commitment
$0

Reported in Form ADV on Dec 7, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ASSET SERVICING EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG PHILADELPHIA, Pennsylvania, United States
Custodian BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Filing source

Form ADV 1582770 · Dec 7, 2021 · Schedule D 7.B.(1), fund 805-5483403973

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Delaware Trustee Bny Mellon Trust Of Delaware Director
N/A Bny Mellon Trust Of Delaware Director
Investment Manager City Of London Investment Management Company Limited Promoter
N/A City Of London Investment Management Company Limited Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4005 Kennett Pike Suite 250
Greenville, DE, 19807