Investment adviser · CRD 110986

CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED

Investment adviser filing (IA)

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

LONDON, United Kingdom · Form ADV filed Sep 25, 2026

Regulatory AUM: $8.06B
Client accounts: 42
Employees: 62
Advisory professionals: 21

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	19	$4,085,774,580	50.7%
Charities	6	$2,772,146,175	34.4%
Government entities	Fewer than 5	$618,897,130	7.7%
Investment companies	1	$443,453,145	5.5%
Retirement plans	Fewer than 5	$118,143,501	1.5%
Banks & thrifts	Fewer than 5	$20,851,924	0.3%

Filing source

Form ADV 2133694 · Sep 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

35 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CA INTERNATIONAL EQUITY CEF FUNDOther Private Fund · Last reported Sep 25, 2026$632MGross asset value

Form D fundraising filings

CA International Equity CEF Fund

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-1098306674
Reported beneficial owners: 38
Minimum commitment: $0
Form D file number: 021-292906

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CA ALL WORLD EX US EQUITY CEF FUNDOther Private Fund · Last reported Sep 25, 2026$561MGross asset value

Form D fundraising filings

CA All World ex US Equity CEF Fund

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-8942824983
Reported beneficial owners: 33
Minimum commitment: $0
Form D file number: 021-348083

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE EMERGING (BMI) MARKETS COUNTRY FUNDOther Private Fund · Last reported Sep 25, 2026$463MGross asset value

Form D fundraising filings

Emerging (BMI) Markets Country Fund

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-8786782633
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-135025

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INTERNATIONAL EQUITY CEF FUNDOther Private Fund · Last reported Sep 25, 2026$436MGross asset value

Form D fundraising filings

International Equity CEF Fund

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-1748071582
Reported beneficial owners: 17
Minimum commitment: $0
Form D file number: 021-211953

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL EMERGING MARKETS FUNDOther Private Fund · Last reported Sep 25, 2026$378MGross asset value

Form D fundraising filings

Global Emerging Markets Fund

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-5261893929
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-209977

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMERGING MARKETS FREE FUNDOther Private Fund · Last reported Sep 25, 2026$332MGross asset value

Form D fundraising filings

Emerging Markets Free Fund

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-3023737110
Reported beneficial owners: 14
Minimum commitment: $0
Form D file number: 021-207936

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE EMERGING (FREE) MARKETS COUNTRY FUNDOther Private Fund · Last reported Sep 25, 2026$296MGross asset value

Form D fundraising filings

Emerging (Free) Markets Country Fund

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-9244212919
Reported beneficial owners: 10
Minimum commitment: $0
Form D file number: 021-133687

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

77 GRACECHURCH STREET
LONDON, EC3V 0AS, United Kingdom

CRD 110986

Filing source

Form ADV 2133694 · Sep 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.