Form D · Private Equity Fund

SWS Alternative Investment Fund IV

Columbus, OH · CIK 0001942247

Offering snapshot reported Aug 12, 2022 · SEC filing

Reported sold
$1.1M
Offering amount: $25M
Investors reported
3
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 28, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2022Initial$1,100,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-455820

Source: Form D, filed Aug 12, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SWS ALTERNATIVE INVESTMENT FUND IV

Investment adviser: SWS PARTNERS, LLC

Gross asset value
$2.3M
Beneficial owners
5
ADV minimum commitment
$250K

Reported in Form ADV on Jul 14, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND SERVICES 1 TRANS AM PLAZA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GBQ PARTNERS, LLC COLUMBUS, Ohio, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GBQ PARTNERS, LLC
PCAOB 1808

INTERACTIVE BROKERS LLC
SEC 8-47257

Filing source

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1), fund 805-4317104709

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Philip Kessler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
985 N High Street, Suite 220
Columbus, OH, 43209