Investment adviser · CRD 281838

SWS PARTNERS, LLC

Investment adviser filing (IA)

COLUMBUS, OH, United States · Form ADV filed Jul 14, 2026

Regulatory AUM: $443M
Client accounts: 519
Employees: 6
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	89	$373,044,832	84.3%
Corporations & businesses	Fewer than 5	$33,016,598	7.5%
Individuals	60	$25,683,500	5.8%
Pooled investment vehicles	6	$10,823,052	2.4%

Filing source

Form ADV 2119424 · Jul 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SWS ALTERNATIVE FUND IPrivate Equity Fund · Last reported Jul 14, 2026$2.41MGross asset value

Fund administrator BOOK AND STREET COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBQ PARTNERS LLC COLUMBUS, Ohio, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

GBQ PARTNERS LLC
PCAOB 1808

Fund details & source

Fund ID: 805-4018329119
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWS ALTERNATIVE INVESTMENT FUND IVPrivate Equity Fund · Last reported Jul 14, 2026$2.3MGross asset value

Form D fundraising filings

SWS Alternative Investment Fund IV

Fund administrator NAV FUND SERVICES 1 TRANS AM PLAZA, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBQ PARTNERS, LLC COLUMBUS, Ohio, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GBQ PARTNERS, LLC
PCAOB 1808

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-4317104709
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-455820

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWS ALTERNATIVE INVESTMENT FUND V LLCPrivate Equity Fund · Last reported Jul 14, 2026$1.84MGross asset value

Form D fundraising filings

SWS Alternative Investment Fund V LLC

Fund administrator BOOK AND STREET COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBQ PARTNERS, LLC COLUMBUS, Ohio, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

GBQ PARTNERS, LLC
PCAOB 1808

Fund details & source

Fund ID: 805-9811749539
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-490468

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWS ALTERNATIVE INVESTMENT FUND IIPrivate Equity Fund · Last reported Jul 14, 2026$1.57MGross asset value

Form D fundraising filings

SWS Alternative Investment Fund II LLC

Fund administrator BOOK AND STREET COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBQ PARTNERS, LLC COLUMBUS, Ohio, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

GBQ PARTNERS, LLC
PCAOB 1808

Fund details & source

Fund ID: 805-4918193272
Reported beneficial owners: 9
Minimum commitment: $250K
Form D file number: 021-424874

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWS ALTERNATIVE INVESTMENT FUND IIIPrivate Equity Fund · Last reported Jul 14, 2026$1.36MGross asset value

Form D fundraising filings

SWS Alternative Investment Fund III

Fund administrator BOOK AND STREET COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBQ PARTNERS, LLC COLUMBUS, Ohio, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

GBQ PARTNERS, LLC
PCAOB 1808

Fund details & source

Fund ID: 805-8645204764
Reported beneficial owners: 7
Minimum commitment: $250K
Form D file number: 021-455817

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWS ALTERNATIVE INVESTMENT FUND VI LLCPrivate Equity Fund · Last reported Jul 14, 2026$850KGross asset value

Fund administrator BOOK AND STREET COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBQ PARTNERS, LLC COLUMBUS, Ohio, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

GBQ PARTNERS, LLC
PCAOB 1808

Fund details & source

Fund ID: 805-1692295157
Reported beneficial owners: 3
Minimum commitment: $250K

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWS ALTERNATIVE INVESTMENT FUND V LLC SERIES BPrivate Equity Fund · Last reported Jul 14, 2026$850KGross asset value

Fund administrator BOOK AND STREET COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GBQ PARTNERS, LLC COLUMBUS, Ohio, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

GBQ PARTNERS, LLC
PCAOB 1808

Fund details & source

Fund ID: 805-1171858113
Reported beneficial owners: 8
Minimum commitment: $250K

Form ADV 2119424 · Jul 14, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 14, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

230 WEST STREET, SUITE 500
COLUMBUS, OH, 43215, United States

CRD 281838

Filing source

Form ADV 2119424 · Jul 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.