Form D · Other Investment Fund
Sterling Realty Finance III, LP
Uniondale, NY · CIK 0001925788
Offering snapshot reported Aug 8, 2023 · SEC filing
- Reported sold
- $60M Indefinite offering
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 10, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$50,100,000 → $60,000,000
- Reported investors16 → 25
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 8, 2023 | Amendment | $60,000,000 | $9,900,000vs Aug 22, 2022 | 25 | SEC filing |
| Aug 22, 2022 | Amendment | $50,100,000 | No comparison | 16 | SEC filing |
| Apr 28, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-443731
Placement agent fees may be paid with respect to specified investors based on an established fee schedule.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| R.F. Lafferty & Co., Inc. | 2498 | R.F. Lafferty & Co., Inc. · CRD 2498 |
Source: Form D, filed Aug 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
STERLING REALTY FINANCE III, LP
Investment adviser: GALAXY INVESTMENT MANAGEMENT, LLC
- Gross asset value
- $98.2M
- Beneficial owners
- 37
- ADV minimum commitment
- $0
Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 2040789 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-5739707903
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A Sterling Sponsor Rfi Iii, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Uniondale, NY, 11556