Investment adviser · CRD 281589

GALAXY INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

UNIONDALE, NY, United States · Form ADV filed Mar 25, 2026

Regulatory AUM: $324M
Client accounts: 5
Employees: 7
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$323,813,033	100.0%

Filing source

Form ADV 2040789 · Mar 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STERLING REALTY FINANCE II, LPHedge Fund · Last reported Mar 25, 2026$124MGross asset value

Form D fundraising filings

Sterling Realty Finance II, LP

Auditor RSM US LLP NEW YORK, New York, United States

Custodian DELAWARE TRUST, A CSC COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Custodian FLAGSTAR BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. GREAT NECK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-8840742869
Reported beneficial owners: 57
Minimum commitment: $0
Form D file number: 021-326528

Form ADV 2040789 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STERLING REALTY FINANCE III, LPHedge Fund · Last reported Mar 25, 2026$98.2MGross asset value

Form D fundraising filings

Sterling Realty Finance III, LP

Auditor RSM US LLP NEW YORK, New York, United States

Custodian DELAWARE TRUST, A CSC COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Custodian FLAGSTAR BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. GREAT NECK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-5739707903
Reported beneficial owners: 37
Minimum commitment: $0
Form D file number: 021-443731

Form ADV 2040789 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SRF/GALAXY VIP FUND, LLCHedge Fund · Last reported Mar 25, 2026$85.1MGross asset value

Feeder funds

STERLING REALTY FINANCE FUND VIP SALI MULTI-SERIES FUND, L.P.

Fund administrator ESSENTIAL FUND SERVICES LLC TARRYTOWN, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian DELAWARE TRUST, A CSC COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Custodian FLAGSTAR BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian VALLEY NATIONAL BANK JERICHO, New York, United States Related to adviser: No

Custodian WELLS FARGO CLEARING SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

Fund details & source

Fund ID: 805-9988003457
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 2040789 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STERLING REALTY FINANCE, LPHedge Fund · Last reported Mar 25, 2026$16.4MGross asset value

Auditor RSM US LLP NEW YORK, New York, United States

Custodian DELAWARE TRUST, A CSC COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Custodian FLAGSTAR BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. GREAT NECK, New York, United States Related to adviser: No

Custodian PEAPACK PRIVATE BANK & TRUST NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-7178529265
Reported beneficial owners: 39
Minimum commitment: $0
Form D file number: 021-24616

Form ADV 2040789 · Mar 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

511 RXR PLAZA
UNIONDALE, NY, 11556, United States

CRD 281589

Filing source

Form ADV 2040789 · Mar 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.