Form D · Other Investment Fund

Stable Value Portfolio, L.P.

Westlake Village, CA · CIK 0001458597

Offering snapshot reported Oct 13, 2015 · SEC filing

Reported sold
$7.9M
Indefinite offering
Investors reported
58
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 29, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.95M$7.9MMar 17, 2009: $6,463,130.00Mar 17, 2009Oct 10, 2014: $7,400,000.00Oct 13, 2015: $7,896,305.00Oct 13, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,400,000 → $7,896,305
  • Reported investors54 → 58

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2015Amendment$7,896,305$496,305vs Oct 10, 201458SEC filing
Oct 10, 2014Amendment$7,400,000$936,870vs Mar 17, 200954SEC filing
Mar 17, 2009Initial$6,463,130No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128082

Source: Form D, filed Oct 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STABLE VALUE PORTFOLIO, LP

Investment adviser: ALLIANCE ADVISORY & SECURITIES, LLC

Gross asset value
$5.54M
Beneficial owners
39
ADV minimum commitment
$100K

Reported in Form ADV on Jun 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BROWN ARMSTRONG BAKERSFIELD, California, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian FIDELITY DISTRIBUTORS COMPANY LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BROWN ARMSTRONG
PCAOB 237

CHARLES SCHWAB & CO., INC.
SEC 8-16514

FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097

Filing source

Form ADV 1886334 · Jun 28, 2024 · Schedule D 7.B.(1), fund 805-4510922776

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
. Alliance Advisory & Securities, Inc. Executive, Promoter
. Alliance Financial Group, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3390 Auto Mall Drive Suite 200
Westlake Village, CA, 91362