Investment adviser · CRD 18835
ALLIANCE ADVISORY & SECURITIES, LLC
Investment adviser filing (IA)
WESTLAKE VILLAGE, CA, United States · Form ADV filed Sep 17, 2026
- Regulatory AUM
- $687M Form ADV · Item 5.F
- Client accounts
- 2,748 Accounts, not individual clients
- Employees
- 21 Reported in this filing
- Advisory professionals
- 14 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 225 | $510,529,089 | 74.3% |
| Individuals | 438 | $171,324,272 | 24.9% |
| Charities | 12 | $5,519,111 | 0.8% |
Filing source
Form ADV 2133150 · Sep 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ASSET-BACKED LENDING PARTNERS, LPReal Estate Fund · Last reported Dec 19, 2013$19.5MGross asset value
Form D fundraising filings
TISHMAN SPEYER 650 CALIFORNIA STREET VIII, L.L.C.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-8130022751
- Reported beneficial owners
- 71
- Minimum commitment
- $100K
- Form D file number
- 021-190689
Form ADV 773349 · Dec 19, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STRATEGIC GROWTH PORTFOLIO, LPHedge Fund · Last reported Sep 28, 2015$9.98MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-3043280550
- Reported beneficial owners
- 51
- Minimum commitment
- $100K
- Form D file number
- 021-1316055
Form ADV 945937 · Sep 28, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STRATEGIC INCOME PORTFOLIO, LPHedge Fund · Last reported Sep 28, 2015$8.51MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097
Fund details & source
- Fund ID
- 805-2914738544
- Reported beneficial owners
- 52
- Minimum commitment
- $100K
- Form D file number
- 021-1291344
Form ADV 945937 · Sep 28, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ALTERNATIVE INVESTMENT PORTFOLIO, LPPrivate Equity Fund · Last reported Jun 28, 2024$5.63MGross asset value
Form D fundraising filings
Alternative Investment Portfolio, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BROWN ARMSTRONG
PCAOB 237
FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097
Fund details & source
- Fund ID
- 805-7898263726
- Reported beneficial owners
- 47
- Minimum commitment
- $30K
- Form D file number
- 021-128080
Form ADV 1886334 · Jun 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STABLE VALUE PORTFOLIO, LPHedge Fund · Last reported Jun 28, 2024$5.54MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BROWN ARMSTRONG
PCAOB 237
CHARLES SCHWAB & CO., INC.
SEC 8-16514
FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097
Fund details & source
- Fund ID
- 805-4510922776
- Reported beneficial owners
- 39
- Minimum commitment
- $100K
- Form D file number
- 021-128082
Form ADV 1886334 · Jun 28, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 17, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
31248 E. OAK CREST DRIVE STE 100WESTLAKE VILLAGE, CA, 91361, United States
CRD 18835
Filing source
Form ADV 2133150 · Sep 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.