Form D · Hedge Fund

SSI Convertible Income Fund, L.P.

Beverly Hills, CA · CIK 0001408528

Offering snapshot reported Jan 19, 2012 · SEC filing

Reported sold: $193M
Investors reported: 31
Minimum accepted: $500K
First sale: Aug 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$181,887,892 → $192,970,103
Reported investors23 → 31

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 19, 2012	Amendment	$192,970,103	$11,082,211vs Jan 18, 2011	31	SEC filing
Jan 18, 2011	Amendment	$181,887,892	$19,310,000vs Mar 24, 2010	23	SEC filing
Mar 24, 2010	Amendment	$162,577,892	$41,400,000vs Mar 4, 2009	18	SEC filing
Mar 4, 2009	Amendment	$121,177,892	No comparison	Not reported	SEC filing
Jul 30, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-106880

Limited partner interests

Source: Form D, filed Jan 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SSI CONVERTIBLE INCOME FUND, L.P.

Investment adviser: SSI INVESTMENT MANAGEMENT LLC

Gross asset value: $241M
Beneficial owners: 26
ADV minimum commitment: $500K

Reported in Form ADV on Mar 29, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ROTHSTEIN, KASS & COMPANY P.C. BEVERLY HILLS, California, United States

Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 626636 · Mar 29, 2012 · Schedule D 7.B.(1), fund 805-8268902345

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SSI Convertible Income Fund, L.P. (this fund)	Jan 19, 2012	$192,970,103	31
SSI Convertible Income Fund II, L.P.	Mar 9, 2016	$12,680,661	3

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
George M. Douglas	Director, Executive, Promoter
John D. Gottfurcht	Director, Executive, Promoter
Amy Jo Gottfurcht	Director, Executive, Promoter
Syed Mehdi	Executive, Promoter
N/A Ssi Investment Management Inc.	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

9440 Santa Monica Boulevard, 8 Th Floor
Beverly Hills, CA, 90210