Form D · Hedge Fund

SSI Convertible Income Fund II, L.P.

Beverly Hills, CA · CIK 0001543875

Offering snapshot reported Mar 9, 2016 · SEC filing

Reported sold
$12.7M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.34M$12.7MMar 14, 2012Mar 11, 2013: $9,979,115.00Mar 11, 2013Mar 11, 2014: $10,979,115.00Mar 11, 2014Mar 11, 2015: $12,680,661.00Mar 11, 2015Mar 9, 2016: $12,680,661.00Mar 9, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2016Amendment$12,680,661$0vs Mar 11, 20153SEC filing
Mar 11, 2015Amendment$12,680,661$1,701,546vs Mar 11, 20143SEC filing
Mar 11, 2014Amendment$10,979,115$1,000,000vs Mar 11, 20132SEC filing
Mar 11, 2013Amendment$9,979,115No comparison2SEC filing
Mar 14, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-174921
Limited Partner Interests

Source: Form D, filed Mar 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SSI CONVERTIBLE INCOME FUND II, L.P., CLASS B

Investment adviser: SSI INVESTMENT MANAGEMENT LLC

Gross asset value
$17.3M
Beneficial owners
3
ADV minimum commitment
$500K

Reported in Form ADV on Mar 22, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BDO USA, LLP LOS ANGELES, California, United States
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 995412 · Mar 22, 2016 · Schedule D 7.B.(1), fund 805-7030580711

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George M. Douglas Director, Executive
John D. Gottfurcht Director, Executive
Amy Jo Gottfurcht Director, Executive
Syed Mehdi Executive
N/A Ssi Investment Management Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9440 Santa Monica Boulevard 8 Th Floor
Beverly Hills, CA, 90210