Form D · Hedge Fund

SSARIS MULTI MANAGER ABSOLUTE RETURN FUND LLC

Wilton, CT · CIK 0001262537

Offering snapshot reported Apr 6, 2015 · SEC filing

Reported sold: $517M
Investors reported: 172
Minimum accepted: $0
First sale: Mar 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$484,005,971 → $517,209,457
Reported investors166 → 172

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 6, 2015	Amendment	$517,209,457	$33,203,486vs Jul 2, 2013	172	SEC filing
Jul 2, 2013	Amendment	$484,005,971	No comparison	166	SEC filing
Oct 26, 2009	Amendment	$87,806,269	No comparison	9	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $302K (estimated)
Form D file number: 021-58288

State Street Corporation and certain affiliates will receive referral fees, such fees will reduce the Investment Manager's fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
State Street Corporation	None

Source: Form D, filed Apr 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND, LLC

Investment adviser: INVESTCORP INVESTMENT ADVISERS LIMITED

Gross asset value: $64.3M
Beneficial owners: 11
ADV minimum commitment: $150K

Reported in Form ADV on Aug 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DPM MELLON SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARTHUR F. BELL, JR & ASSOCIATES, LLC HUNT VALLEY, Maryland, United States

Custodian BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Filing source

Form ADV 1137988 · Aug 31, 2017 · Schedule D 7.B.(1), fund 805-1315191895

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert P. Covino, Jr.	Executive
Andrew E. Fisch	Executive
Peter A. Hinrichs	Executive
Paul R. Lucek	Executive
Mark Rosenberg	Executive
Ssaris Advisors, Llc	Executive
N/A Ssaris Advisors, Llc	Executive, Promoter
Ssaris Management, Llc	Director, Executive
N/A Ssaris Management, Llc	Director, Executive
James F. Tomeo	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Wilton Corporate Center, Courtside Bldg. Suite 2 C, 187 Danbury Road
Wilton, CT, 06897