Investment adviser · CRD 134430

INVESTCORP INVESTMENT ADVISERS LIMITED

Investment adviser filing (IA)

MANAMA, Bahrain · Form ADV filed Jul 28, 2023

Regulatory AUM: $222M
Client accounts: 6
Employees: 9
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$221,543,782	100.0%

Filing source

Form ADV 1777688 · Jul 28, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

32 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

INVESTCORP UTA ZENITH VI L.P.Private Equity Fund · Last reported Jul 28, 2023$24.9MGross asset value

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG MANAMA, Bahrain

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1555

Fund details & source

Fund ID: 805-3611881345
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1777688 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTCORP SILVERBACK ARBITRAGE MASTER FUND LIMITEDHedge Fund · Last reported Sep 27, 2013$1.4BGross asset value

Feeder funds

INVESTCORP SILVERBACK ARBITRAGE FUND LIMITED
INVESTCORP SILVERBACK ARBITRAGE FUND LLC

Fund administrator OPHEDGE INVESTMENT SERVICES LLC RYE BROOK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer INVESTCORP BANK B.S.C. MANAMA, Bahrain Related to adviser: Yes

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN SECURITIES INC.
SEC 8-36950

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-3345531311
Reported beneficial owners: 62
Minimum commitment: $2M
Form D file number: 021-119973
Form D file number: 021-134774

Form ADV 755740 · Sep 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTCORP WATERLOO MACRO FUND LIMITEDHedge Fund · Last reported Oct 11, 2018$336MGross asset value

Fund administrator MITSUBISHI UFJ FUND SERVICES DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG MANAMA, Bahrain

Custodian J.P. MORGAN TRUST CO CAYMAN GEORGE TOWN, Cayman Islands Related to adviser: No

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1655

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Fund details & source

Fund ID: 805-1228903571
Reported beneficial owners: 1
Minimum commitment: $50M

Form ADV 1245483 · Oct 11, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LYKAION IAM LTDHedge Fund · Last reported Aug 15, 2013$332MGross asset value

Fund administrator BFG CAYMAN GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG MANAMA, Bahrain

Custodian J.P. MORGAN TRUST CO CAYMAN GEORGE TOWN, Cayman Islands Related to adviser: No

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Fund details & source

Fund ID: 805-5486551380
Reported beneficial owners: 1
Minimum commitment: $50M

Form ADV 751970 · Aug 15, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTCORP ALT BETA MASTER FUND A LIMITEDHedge Fund · Last reported Oct 11, 2018$307MGross asset value

Feeder funds

INVESTCORP DYNAMIC ALT BETA LIMITED
INVESTCORP DYNAMIC ALT BETA LLC

Fund administrator MITSUBISHI UFJ FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian MITSUBISHI NEW YORK, New York, United States Related to adviser: No

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-7462115720
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1245483 · Oct 11, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLAN ASSETS CO IAM LTD.Hedge Fund · Last reported Sep 27, 2013$199MGross asset value

Fund administrator BFG CAYMAN GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG MANAMA, Bahrain

Custodian J.P. MORGAN TRUST CO CAYMAN GEORGE TOWN, Cayman Islands Related to adviser: No

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Fund details & source

Fund ID: 805-6212695361
Reported beneficial owners: 1
Minimum commitment: $50M

Form ADV 755740 · Sep 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INVESTCORP DIVERSIFIED STRATEGIES FUND LIMITEDHedge Fund · Last reported Aug 15, 2013$177MGross asset value

Fund administrator INVESTCORP BANK B.S.C. MANAMA, Bahrain Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN TRUST CO CAYMAN GEORGE TOWN, Cayman Islands Related to adviser: No

Marketer INVESTCORP BANK B.S.C. MANAMA, Bahrain Related to adviser: Yes

Marketer N.A. INVESTCORP LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

N.A. INVESTCORP LLC
CRD 134162 · SEC 8-66812

Fund details & source

Fund ID: 805-4511412423
Reported beneficial owners: 15
Minimum commitment: $5M

Form ADV 751970 · Aug 15, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 28, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

INVESTCORP HOUSE, BLDG 499, ROAD 1706, BLOCK 317
MANAMA, Bahrain

CRD 134430

Filing source

Form ADV 1777688 · Jul 28, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.