Form D · Hedge Fund

SSARIS ACTIVE COMMODITY FUND LLC

Wilton, CT · CIK 0001390477

Offering snapshot reported Jul 2, 2013 · SEC filing

Reported sold: $75.3M
Investors reported: 12
Minimum accepted: $0
First sale: May 1, 2007

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 2, 2013	Amendment	$75,335,645	No comparison	12	SEC filing
Mar 16, 2010	Amendment	$25,625,749	No comparison	11	SEC filing
May 15, 2007	Paper	Not reported	No comparison	Not reported	SEC filing
Feb 7, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $20.7K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-100029

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Ross, Sinclaire & Associates	25440

Source: Form D, filed Jul 2, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SSARIS ACTIVE COMMODITY FUND LLC

Investment adviser: SSARIS ADVISORS LLC

Gross asset value: $26.2M
Beneficial owners: 7
ADV minimum commitment: $15K

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY ALTERNATIVE INVESTMENT SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator DPM MELLON LLC SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ARTHUR F. BELL, JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States

Custodian JEFFERIES BACHE, LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: No

Marketer CETERA ADVISOR NETWORKS LLC EL SEGUNDO, California, United States Related to adviser: No

Marketer STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer STATE STREET GLOBAL ADVISERS (JAPAN) CO. LTD. TOKYO, Japan Related to adviser: Yes

Prime broker JEFFERIES BACHE, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CETERA ADVISOR NETWORKS LLC
CRD 13572 · SEC 801-47342

Filing source

Form ADV 809561 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-5463145563

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter A. Hinrichs	Executive
Mark Rosenberg	Executive
Na Ssaris Advisors, Llc	Executive, Promoter
Na Ssaris Management, Llc	Director, Executive
James F. Tomeo	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Courtside Building, Suite 2 C 187 Danbury Road
Wilton, CT, 06897