Investment adviser · CRD 114122

SSARIS ADVISORS LLC

Investment adviser filing (IA)

WILTON, CT, United States · Form ADV filed Mar 29, 2016

Regulatory AUM
$325M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
9
Investment advisory functions

Private funds & service providers

14 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND, LLCHedge Fund · Last reported Mar 29, 2016$167MGross asset value
Fund administrator DPM MELLON, LLC SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, LLC HUNT VALLEY, Maryland, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer WILMINGTON TRUST INVESTMENT MANAGEMENT ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WILMINGTON TRUST INVESTMENT MANAGEMENT
CRD 19396 · SEC 801-41081

Fund details & source
Fund ID
805-1315191895
Reported beneficial owners
109
Minimum commitment
$150K
Form D file number
021-58288

Form ADV 992064 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SSARIS MULTISOURCE ACTIVE COMMODITY FUND, LLCHedge Fund · Last reported Mar 29, 2016$79MGross asset value

Form D fundraising filings

SSARIS Multisource Active Commodity Fund LLC

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. AND ASSOCIATES LLC HUNT VALLEY, Maryland, United States
Custodian U.S. BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source
Fund ID
805-6409664006
Reported beneficial owners
5
Minimum commitment
$50K
Form D file number
021-231902

Form ADV 992064 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LYNX MULTI-STRATEGY FUND II LTD.Hedge Fund · Last reported Mar 29, 2016$45.1MGross asset value

Form D fundraising filings

Lynx Multi-Strategy Fund II, Ltd.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. & ASSOCIATES (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5952655078
Reported beneficial owners
9
Minimum commitment
$250K
Form D file number
021-198909

Form ADV 992064 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LYNX MULTI-STRATEGY FUND LTD.Hedge Fund · Last reported Mar 29, 2016$15.5MGross asset value

Form D fundraising filings

Lynx Multi-Strategy Fund, Ltd.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. & ASSOCIATES (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION DENVER, Colorado, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-6098315371
Reported beneficial owners
5
Minimum commitment
$125K
Form D file number
021-198911

Form ADV 992064 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUMA FUND-OF-FUNDS LTD.Hedge Fund · Last reported Mar 27, 2015$232MGross asset value
Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator DPM MELLON, LLC SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL JR. & ASSOCIATES (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ARTHUR F. BELL JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer ABN AMRO BANK N.V. AMSTERDAM, Netherlands Related to adviser: No
Marketer BFINANCE US LTD. LONDON, United Kingdom Related to adviser: No
Marketer CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Marketer FFA PRIVATE BANK S.A.L. BEIRUT, Lebanon Related to adviser: No
Marketer SHINHAN INVESTMENT CORP. SEOUL, Korea, South Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

JEFFERIES LLC
SEC 8-15074

BFINANCE US LTD.
CRD 159903 · SEC 8-69021

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-6381064534
Reported beneficial owners
172
Minimum commitment
$1M
Form D file number
021-198908

Form ADV 880745 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COUGAR LONG SHORT EQUITY FUND LTD.Hedge Fund · Last reported Mar 27, 2015$178MGross asset value
Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator DPM MELLON LLC SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL, JR. & ASSOCIATES (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION PITTSBURG, Pennsylvania, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6389929476
Reported beneficial owners
163
Minimum commitment
$1M
Form D file number
021-9999999999

Form ADV 880745 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SSARIS MULTI-MANAGER ABSOLUTE RETURN FUND, LTD.Hedge Fund · Last reported Mar 27, 2015$113MGross asset value
Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator DPM MELLON, LLC SOMERSET, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ARTHUR F. BELL JR. & ASSOCIATES (CAYMAN) GRAND CAYMAN, Cayman Islands
Auditor ARTHUR F. BELL, JR. & ASSOCIATES, LLC HUNT VALLEY, Maryland, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer ABN AMRO BANK N.V. AMSTERDAM, Netherlands Related to adviser: No
Marketer BFINANCE US LTD. LONDON, United Kingdom Related to adviser: No
Marketer CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Marketer FFA PRIVATE BANK S.A.L. BEIRUT, Lebanon Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BFINANCE US LTD.
CRD 159903 · SEC 8-69021

Fund details & source
Fund ID
805-9326820459
Reported beneficial owners
16
Minimum commitment
$250K
Form D file number
021-9999999999

Form ADV 880745 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2016. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

187 DANBURY ROAD
WILTON, CT, 06897-4079, United States

CRD 114122

Filing source

Form ADV 992064 · Mar 29, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.