Form D · Other Investment Fund

SQN Venture Income Fund, LP

New York, NY · CIK 0001643143

Offering snapshot reported Jan 3, 2018 · SEC filing

Reported sold: $46.8M
Investors reported: 488
Minimum accepted: $25K
First sale: May 14, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,650,000 → $46,765,000
Reported investors11 → 488
Minimum accepted$50,000 → $25,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 3, 2018	Amendment	$46,765,000	$45,115,000vs May 22, 2015	488	SEC filing
May 22, 2015	Initial	$1,650,000	No comparison	11	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.5
Duration over one year: Yes
Business combination: No

Sales commissions: $2M
Finders' fees: $0
Form D file number: 021-240475

Maximum commission paid to SQN Securities, LLC, based on maximum offering of $100,000,000.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None	SQN Securities, LLC · CRD 153322

Source: Form D, filed Jan 3, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SQN VENTURE INCOME FUND, LP

Investment adviser: SQN VENTURE PARTNERS, LLC

Gross asset value: $55.5M
Beneficial owners: 635
ADV minimum commitment: $50K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PHOENIX AMERICAN SAN RAFAEL, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer AMERICAN ELM DISTRIBUTION PARTNERS, LLC PORTSMOUTH, New Hampshire, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BAKER TILLY
PCAOB 23

Filing source

Form ADV 1635339 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-9281079083

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SQN Venture Income Fund, LP (this fund)	Jan 3, 2018	$46,765,000	488
SQN Venture Income Fund II, LP	Jul 14, 2020	$35,089,000	310

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nicholas Andrew Barnett	Promoter
Ryan Scott Mc Calley	Executive
Michael Miroshnikov	Executive
Michael Carl Ponticello	Executive
Jeremiah Jude Silkowski	Executive
N/A N/A Sqn Venture Partners, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Wall Street 28 Th Floor
New York, NY, 10005