Form D · Other Investment Fund

SQN Venture Income Fund II, LP

Portsmouth, NH · CIK 0001783067

Offering snapshot reported Jul 14, 2020 · SEC filing

Reported sold
$35.1M
Offering amount: $100M
Investors reported
310
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jul 16, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.5M$35.1MJul 22, 2019: $1,890,000.00Jul 22, 2019Jul 14, 2020: $35,089,000.00Jul 14, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,890,000 → $35,089,000
  • Reported investors21 → 310
  • Minimum accepted$50,000 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 14, 2020Amendment$35,089,000$33,199,000vs Jul 22, 2019310SEC filing
Jul 22, 2019Initial$1,890,000No comparison21SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06c, 3C, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$2M (estimated)
Finders' fees
$0
Form D file number
021-344746
LP Units

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
American Elm Distribution Partners, LLC153322American Elm Distribution Partners, LLC · CRD 153322

Source: Form D, filed Jul 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SQN VENTURE INCOME FUND II, LP

Investment adviser: SQN VENTURE PARTNERS, LLC

Gross asset value
$106M
Beneficial owners
717
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PHOENIX AMERICAN SAN RAFAEL, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer AMERICAN ELM DISTRIBUTION PARTNERS, LLC PORTSMOUTH, New Hampshire, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BAKER TILLY
PCAOB 23

Filing source

Form ADV 1635339 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-1814928821

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Claudine Aquillon Promoter
Nicholas Barnett Executive
Ryan Mc Calley Executive
Michael Miroshnikov Executive
Barnett Nick Executive
Michael Ponticello Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Arboretum Drive Suite 105
Portsmouth, NH, 03801