Form D · Other Banking and Financial Services

SQN Alternative Investment Fund II LLC

New York, NY · CIK 0001461164

Offering snapshot reported Dec 16, 2010 · SEC filing

Reported sold
$6.87M
Offering amount: $15M
Investors reported
95
Form D · investor count
Minimum accepted
$15K
Reported outside-investor minimum
First sale
Apr 15, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.44M$6.87MMay 7, 2009: $785,000.00May 7, 2009Dec 16, 2010: $6,870,500.00Dec 16, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$785,000 → $6,870,500

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2010Amendment$6,870,500$6,085,500vs May 7, 200995SEC filing
May 7, 2009Initial$785,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-130742

Source: Form D, filed Dec 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SQN ALTERNATIVE INVESTMENT FUND II, LLC

Investment adviser: SQN CAPITAL MANAGEMENT, LLC

Gross asset value
$6.88M
Beneficial owners
94
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PHEONIX AMERICAN FINANCIAL SERVICES, INC SAN RAFAEL, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY VIRCHOW KRAUSE LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 880284 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-2065805640

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Neil Roberts Director
Jeremiah Silkowski Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
120 Wall Street 18 Th Floor
New York, NY, 10005