Investment adviser · CRD 158704

SQN CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 2, 2025

Regulatory AUM: $75.4M
Client accounts: 3
Employees: 3
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$75,404,607	100.0%

Filing source

Form ADV 1974624 · Apr 2, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SQN PORTFOLIO ACQUISITION COMPANY, LLCOther Private Fund · Last reported Apr 2, 2025$4.17MGross asset value

Form D fundraising filings

SQN Portfolio Acquisition Company, LLC

Auditor BAKER TILLY VIRCHOW KRAUSE LLP NEW YORK, New York, United States

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY VIRCHOW KRAUSE LLP
PCAOB 23

Fund details & source

Fund ID: 805-8891166498
Reported beneficial owners: 73
Minimum commitment: $250K
Form D file number: 021-223657

Form ADV 1974624 · Apr 2, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SQN VENTURE INCOME FUND, LPOther Private Fund · Last reported Apr 3, 2018$21.8MGross asset value

Fund administrator PHEONIX AMERICAN FINANCIAL SERVICES, INC SAN RAFAEL, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY VIRCHOW KRAUSE, LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

Fund details & source

Fund ID: 805-8323191465
Reported beneficial owners: 202
Minimum commitment: $50K
Form D file number: 021-240475

Form ADV 1203024 · Apr 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SQN SPECIAL OPPORTUNITY FUND, LLCOther Private Fund · Last reported Mar 29, 2024$10.4MGross asset value

Form D fundraising filings

SQN Special Opportunity Fund LLC

Fund administrator PHEONIX AMERICAN FINANCIAL SERVICES, INC SAN RAFAEL, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY VIRCHOW KRAUSE LLP NEW YORK, New York, United States

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY VIRCHOW KRAUSE LLP
PCAOB 23

Fund details & source

Fund ID: 805-1899741998
Reported beneficial owners: 86
Minimum commitment: $250K
Form D file number: 021-148363

Form ADV 1860427 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SQN ALTERNATIVE INVESTMENT FUND I, LLCOther Private Fund · Last reported Mar 30, 2016$6.96MGross asset value

Form D fundraising filings

SQN ALTERNATIVE INVESTMENT FUND I LLC

Fund administrator PHEONIX AMERICAN FINANCIAL SERVICES, INC SAN RAFAEL, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY VIRCHOW KRAUSE LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6954068448
Reported beneficial owners: 87
Minimum commitment: $50K
Form D file number: 021-115437

Form ADV 1005239 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SQN ALTERNATIVE INVESTMENT FUND II, LLCOther Private Fund · Last reported Mar 31, 2015$6.88MGross asset value

Form D fundraising filings

SQN Alternative Investment Fund II LLC

Fund administrator PHEONIX AMERICAN FINANCIAL SERVICES, INC SAN RAFAEL, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY VIRCHOW KRAUSE LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2065805640
Reported beneficial owners: 94
Minimum commitment: $50K
Form D file number: 021-130742

Form ADV 880284 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2025. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

100 WALL STREET, 11TH FLOOR
NEW YORK, NY, 10005, United States

CRD 158704

Filing source

Form ADV 1974624 · Apr 2, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.