Form D · Other Investment Fund

Sprott Structured Opportunities (International), LP

Toronto, A6 · CIK 0001947857

Offering snapshot reported Sep 23, 2022 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2022InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-459789
Certain commission amounts are payable subject to future contingencies.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stifel, Nicolaus & Co., Inc.793
Sprott Global Resource Investments Ltd.35878

Source: Form D, filed Sep 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPROTT STRUCTURED OPPORTUNITIES (INTERNATIONAL), LP

Investment adviser: RESOURCE CAPITAL INVESTMENT CORPORATION

Gross asset value
$1.5M
Beneficial owners
1
ADV minimum commitment
$20M

Reported in Form ADV on Mar 26, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer SPROTT GLOBAL RESOURCE INVESTMENTS LTD CARLSBAD, California, United States Related to adviser: Yes
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ROWAYTON, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 85

RBC CAPITAL MARKETS, LLC
SEC 8-45411

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Filing source

Form ADV 1843536 · Mar 26, 2024 · Schedule D 7.B.(1), fund 805-1090686285

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jim Grosdanis Executive
Narinder Nagra Executive
Sprott Resource Lending Partnership Director
Sprott Resource Lending (Us Manager) Corp. Director
Sprott Structured Opportunities Corp. Executive
Chris Von Strasser Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700
Toronto, A6, M5J 2J1