Form D · Hedge Fund

Springs Capital SPC - Prisma SP

George Town, E9 · CIK 0001728936

Offering snapshot reported May 30, 2019 · SEC filing

Reported sold: $74.5M
Investors reported: 9
Minimum accepted: $0
First sale: Jan 3, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$5,000,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 30, 2019	Amendment	$74,500,000	$0vs Jan 24, 2018	9	SEC filing
Jan 24, 2018	Initial	$74,500,000	No comparison	9	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-303946

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None

Source: Form D, filed May 30, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRINGS CAPITAL SPC - PRISMA SP

Investment adviser: SPRINGS CAPITAL (HONG KONG) LIMITED

Gross asset value: $69.8M
Beneficial owners: 10
ADV minimum commitment: $500K

Reported in Form ADV on Apr 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED HONG KONG, Hong Kong Related to adviser: No

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
LEI 2HI3YI5320L3RW6NJ957

Filing source

Form ADV 1317057 · Apr 30, 2019 · Schedule D 7.B.(1), fund 805-1814171115

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark Levison Beames	Director
Dermot Somerset Launcelot Butler	Director
Jing Tian	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 Elgin Avenue
George Town, E9, KY1-9005