SPRINGS CAPITAL (HONG KONG) LIMITED – investment adviser, $7.17B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Sovereign wealth & foreign institutions	5	$6,001,882,403	83.7%
Pooled investment vehicles	7	$989,270,472	13.8%
Retirement plans	Fewer than 5	$81,287,334	1.1%
Corporations & businesses	Fewer than 5	$78,626,429	1.1%
High-net-worth individuals	Fewer than 5	$23,472,093	0.3%
Individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 2110708 · Jun 5, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPRINGS CHINA OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Jun 5, 2026$683MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC. LONDON, United Kingdom Related to adviser: No

Custodian THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED HONG KONG, Hong Kong Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC. LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MORGAN STANLEY & CO. INTERNATIONAL PLC.
LEI 4PQUHN3JPFGFNF3BB653

THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED
LEI 2HI3YI5320L3RW6NJ957

UBS AG
LEI 254900R882POXXVAK772

Fund details & source

Fund ID: 805-4087175887
Reported beneficial owners: 90
Minimum commitment: $250K
Form D file number: 021-364891
Form D file number: 021-364892

Form ADV 2110708 · Jun 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPRINGS OPPORTUNITIES FUND LPHedge Fund · Last reported May 19, 2025$105MGross asset value

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED HONG KONG, Hong Kong Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
LEI 2HI3YI5320L3RW6NJ957

Fund details & source

Fund ID: 805-5424419150
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1990401 · May 19, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPRINGS CAPITAL SPC - PRISMA SPHedge Fund · Last reported Apr 30, 2019$69.8MGross asset value

Form D fundraising filings

Springs Capital SPC - Prisma SP

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED HONG KONG, Hong Kong Related to adviser: No

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
LEI 2HI3YI5320L3RW6NJ957

Fund details & source

Fund ID: 805-1814171115
Reported beneficial owners: 10
Minimum commitment: $500K
Form D file number: 021-303946

Form ADV 1317057 · Apr 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 5, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ROOM 4209, GLOUCESTER TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL
HONG KONG, Hong Kong

CRD 168321

Filing source

Form ADV 2110708 · Jun 5, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.