Form D · Private Equity Fund

Spell Capital Partners Fund IV, LP

Minneapolis, MN · CIK 0001517700

Offering snapshot reported Nov 4, 2011 · SEC filing

Reported sold
$32.5M
Offering amount: $40M
Investors reported
101
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Feb 7, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.3M$32.5MApr 13, 2011: $31,880,000.00Apr 13, 2011Nov 4, 2011: $32,545,000.00Nov 4, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,880,000 → $32,545,000
  • Reported investors95 → 101

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2011Amendment$32,545,000$665,000vs Apr 13, 2011101SEC filing
Apr 13, 2011Initial$31,880,000No comparison95SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-158275
Limited partnership interests

Source: Form D, filed Nov 4, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPELL CAPITAL PARTNERS FUND IV, LP

Investment adviser: SPELL CAPITAL PARTNERS, LLC

Gross asset value
$565K
Beneficial owners
89
ADV minimum commitment
$125K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1633384 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-4599508504

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steve Jones Director
Andrea Nelson Director
Bruce Richard Promoter
Jim Rikkers Director
N/A Scp Management Iv, Llc Promoter
William H. Spell Director, Executive
Harry Spell Promoter
N/A Spell Capital Partners, Llc Promoter
Kristin Waddell Executive
Dobson West Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
222 South 9 Th Street Suite 2880
Minneapolis, MN, 55402