Form D · Investing

Spearhead LS Facility, LLC

Wellington, FL · CIK 0001813471

Offering snapshot reported Jun 2, 2020 · SEC filing

Reported sold
$18.8M
Offering amount: $50M
Investors reported
39
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 19, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 2, 2020Initial$18,807,000No comparison39SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-368106

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneN/A

Source: Form D, filed Jun 2, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPEARHEAD LS FACILITY, LLC

Investment adviser: SPEARHEAD CAPITAL ADVISORS, LLC

Gross asset value
$23.2M
Beneficial owners
50
ADV minimum commitment
$1M

Reported in Form ADV on Jul 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES DENVER, Colorado, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

Filing source

Form ADV 1666729 · Jul 29, 2022 · Schedule D 7.B.(1), fund 805-5914611573

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Hickey Executive
Todd Walters Executive

Issuer details

Industry: Investing (See others in industry)

Address:
12012 South Shore Blvd.,Suite 112
Wellington, FL, 33414