Investment adviser · CRD 161131

SPEARHEAD CAPITAL ADVISORS, LLC

Investment adviser filing (IA)

WELLINGTON, FL, United States · Form ADV filed Jul 29, 2022

Regulatory AUM: $1.89B
Client accounts: 567
Employees: 27
Advisory professionals: 19

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	57	$1,308,613,469	69.1%
Insurance companies	6	$340,971,307	18.0%
Pooled investment vehicles	6	$185,149,788	9.8%
Corporations & businesses	Fewer than 5	$32,585,342	1.7%
Individuals	43	$24,402,603	1.3%
Charities	Fewer than 5	$1,289,899	0.1%

Filing source

Form ADV 1666729 · Jul 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPEARHEAD LS FACILITY, LLCOther Private Fund · Last reported Jul 29, 2022$23.2MGross asset value

Form D fundraising filings

Spearhead LS Facility, LLC

Fund administrator APEX FUND SERVICES LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES DENVER, Colorado, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES
PCAOB 349

Fund details & source

Fund ID: 805-5914611573
Reported beneficial owners: 50
Minimum commitment: $1M
Form D file number: 021-368106

Form ADV 1666729 · Jul 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPEARHEAD GAME1, LLCPrivate Equity Fund · Last reported Jul 29, 2022$2MGross asset value

Form D fundraising filings

Spearhead game1, LLC

Auditor TBD TBD, Florida, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

TBD
PCAOB 1234

Fund details & source

Fund ID: 805-1199444590
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-414384

Form ADV 1666729 · Jul 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPEARHEAD FALCONS LPPrivate Equity Fund · Last reported Jul 29, 2022$0Gross asset value

Fund administrator APEX FUND SERVICES, LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

Fund details & source

Fund ID: 805-7342142132
Reported beneficial owners: 0
Minimum commitment: $1M
Form D file number: 021-437660

Form ADV 1666729 · Jul 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES CAMOther Private Fund · Last reported Apr 19, 2022$140MGross asset value

Fund administrator SS&C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian FIDELITY BROKERAGE SERVICES LLC SMITH, Rhode Island, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Marketer SPEARHEAD CAPITAL, LLC WELLINGTON, Florida, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

SPEARHEAD CAPITAL, LLC
CRD 145560 · SEC 8-67736

Fund details & source

Fund ID: 805-8867577558
Reported beneficial owners: 1
Minimum commitment: $100M
Form D file number: 021-257466

Form ADV 1643109 · Apr 19, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPEARHEAD INSURANCE SOLUTION IDF CAYMANHedge Fund · Last reported Feb 20, 2020$24.9MGross asset value

Fund administrator MUFG GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG MIAMI, Florida, United States

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer SPEARHEAD CAPITAL, LLC WELLINGTON, Florida, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

UBS SECURITIES LLC
SEC 8-22651

SPEARHEAD CAPITAL, LLC
CRD 145560 · SEC 8-67736

Fund details & source

Fund ID: 805-6602986272
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1383917 · Feb 20, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES EHedge Fund · Last reported Dec 7, 2018$12MGross asset value

Fund administrator TRIDENT FUND SERVICES, INC. ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer SPEARHEAD CAPITAL, LLC WELLINGTON, Florida, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG CAYMAN
PCAOB 1323

SPEARHEAD CAPITAL, LLC
CRD 145560 · SEC 8-67736

Fund details & source

Fund ID: 805-5219750301
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-222625

Form ADV 1256544 · Dec 7, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES HOther Private Fund · Last reported Apr 19, 2022$11.4MGross asset value

Fund administrator APEX FUND SERVICES LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES DENVER, Colorado, United States

Custodian NORTHBROOK BANK AND TRUST, INC. NORTHBROOK, Illinois, United States Related to adviser: No

Marketer SPEARHEAD CAPITAL, LLC WELLINGTON, Florida, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES
PCAOB 349

SPEARHEAD CAPITAL, LLC
CRD 145560 · SEC 8-67736

Fund details & source

Fund ID: 805-8770527374
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-222625

Form ADV 1643109 · Apr 19, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 29, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

12012 SOUTH SHORE BLVD, SUITE #112
WELLINGTON, FL, 33414, United States

CRD 161131

Filing source

Form ADV 1666729 · Jul 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.