Form D · Venture Capital Fund

Sozo Ventures IV, L.P.

Redwood City, CA · CIK 0002033720

Offering snapshot reported Aug 29, 2025 · SEC filing

Reported sold
$109M
Offering amount: $500M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 29, 2025Amendment$109,100,000No comparisonNot reportedSEC filing
Aug 29, 2024InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-522778

Source: Form D, filed Aug 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOZO VENTURES IV, LP

Investment adviser: SOZO VENTURES LLC

Gross asset value
$148M
Beneficial owners
20
ADV minimum commitment
$2M

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN + CO. LLP SAN FRANCISCO, California, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY PALO ALTO, California, United States Related to adviser: No
Marketer NOMURA SECURITIES CO, LTD. TOKYO, Japan Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Filing source

Form ADV 2068166 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-7958093839

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Spencer Foust Executive
Robert Freelen Executive
Koichiro Nakamura Executive
Phillip Wickham Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 California Street
Redwood City, CA, 94063