Investment adviser · CRD 288073

SOZO VENTURES

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SOZO VENTURES LLC

REDWOOD CITY, CA, United States · Form ADV filed Mar 24, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOZO VENTURES III, L.P.Venture Capital Fund · Last reported Mar 24, 2026$571MGross asset value

Form D fundraising filings

Sozo Ventures III, L.P.

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN + CO. LLP SAN FRANCISCO, California, United States
Custodian ANCHORAGE DIGITAL BANK SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY PALO ALTO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Related to adviser: No
Marketer NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991

Fund details & source
Fund ID
805-9335320675
Reported beneficial owners
32
Minimum commitment
$1M
Form D file number
021-394827

Form ADV 2068166 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOZO VENTURES IV, LPVenture Capital Fund · Last reported Mar 24, 2026$148MGross asset value

Form D fundraising filings

Sozo Ventures IV, L.P.

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN + CO. LLP SAN FRANCISCO, California, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY PALO ALTO, California, United States Related to adviser: No
Marketer NOMURA SECURITIES CO, LTD. TOKYO, Japan Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source
Fund ID
805-7958093839
Reported beneficial owners
20
Minimum commitment
$2M
Form D file number
021-522778

Form ADV 2068166 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOZO VENTURES - TRUEBRIDGE FUND II, LPVenture Capital Fund · Last reported Mar 24, 2026$128MGross asset value

Form D fundraising filings

Sozo Ventures - TrueBridge Fund II, L.P.

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY (CAYMAN) LTD GRAND CAYMAN, Cayman Islands
Auditor FRANK, RIMERMAN + CO. LLP SAN FRANCISCO, California, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY PALO ALTO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7654511293
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-256363

Form ADV 2068166 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOZO VENTURES II-S, LPVenture Capital Fund · Last reported Mar 24, 2026$99.9MGross asset value

Form D fundraising filings

Sozo Ventures II-S, L.P.

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY (CAYMAN) LTD GRAND CAYMAN, Cayman Islands
Auditor FRANK, RIMERMAN + CO. LLP SAN FRANCISCO, California, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY PALO ALTO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-2078998585
Reported beneficial owners
10
Minimum commitment
$3M
Form D file number
021-315605

Form ADV 2068166 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOZO VENTURES - TRUEBRIDGE FUND I, LPVenture Capital Fund · Last reported Mar 24, 2026$2.89MGross asset value

Feeder funds

  • SOZO FEEDER FUND, LLC
  • SOZO - TRUEBRIDGE CAYMAN LP
Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN + CO. LLP SAN FRANCISCO, California, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY PALO ALTO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN + CO. LLP
PCAOB 1596

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7536563440
Reported beneficial owners
12
Minimum commitment
$1M
Form D file number
021-189776

Form ADV 2068166 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

10 CALIFORNIA STREET
REDWOOD CITY, CA, 94063, United States

CRD 288073

Filing source

Form ADV 2068166 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.