Form D · Other

Sovereign's Capital II, LP

Raleigh, NC · CIK 0001642649

Offering snapshot reported Nov 17, 2021 · SEC filing

Reported sold
$36.4M
Offering amount: $40M
Investors reported
42
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 17, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 17, 2021Initial$36,373,000No comparison42SEC filing

Offering details

Securities
Debt, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-421412

Source: Form D, filed Nov 17, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOVEREIGN'S CAPITAL II, LP

Investment adviser: SOVEREIGN'S CAPITAL MANAGEMENT, LLC

Gross asset value
$47M
Beneficial owners
40
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands
Custodian BANC OF CALIFORNIA DURHAM, North Carolina, United States Related to adviser: No
Custodian FIRST SOUTHERN NATIONAL BANK STANFORD, Kentucky, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANC OF CALIFORNIA
LEI 549300A7DTSCJLJ33451

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

Filing source

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3018681976

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Henry Kaestner Director, Executive, Promoter
Lukas Roush Director, Executive, Promoter
David Tjokrorahardjo Director, Executive, Promoter

Issuer details

Industry: Other (See others in industry)

Address:
310 S. West St., Ste. 100
Raleigh, NC, 27603