Form D · Other Investment Fund

Sole Shipping Special Opportunities Fund III L.P.

St Helier, Y9 · CIK 0001790697

Offering snapshot reported Oct 10, 2019 · SEC filing

Reported sold
$89.5M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 27, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 10, 2019Initial$89,450,594No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$447K
Finders' fees
$0
Form D file number
021-350739

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Asante Capital Group Advisors LLC155178

Source: Form D, filed Oct 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOLE SHIPPING SPECIAL OPPORTUNITIES FUND III, L.P.

Investment adviser: SOLE SHIPPING SO GP III LIMITED

Gross asset value
$173M
Beneficial owners
31
ADV minimum commitment
$250K

Reported in Form ADV on Apr 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ EQ FUND SERVICES (JERSEY) LIMITED ST HELIER, Jersey Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CYPRUS LTD LIMASSOL, Cyprus
Custodian BARCLAYS BANK PLC ST HELIER, Jersey Related to adviser: No
Marketer ASANTE CAPITAL GROUP LLP LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG CYPRUS LTD
PCAOB 1438

Filing source

Form ADV 2099749 · Apr 30, 2026 · Schedule D 7.B.(1), fund 805-1346135145

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Heather Bestwick Director
Heidi Birtwistle Director
Richard Boleat Director
John Hatleskog Director
N/A Sole Shipping So Gp Iii Limited Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1st Floor 7 Bond Street
St Helier, Y9, JE2 3NP