Form D · Private Equity Fund

Sole Shipping Special Opportunities Fund II L.P.

St. Helier, Y9 · CIK 0001678121

Offering snapshot reported Jan 24, 2017 · SEC filing

Reported sold: $18.9M
Investors reported: 5
Minimum accepted: $363K
First sale: Sep 7, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,062,500 → $18,867,413
Reported investors4 → 5
Minimum accepted$500,000 → $363,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 24, 2017	Amendment	$18,867,413	$16,804,913vs Sep 13, 2016	5	SEC filing
Sep 13, 2016	Initial	$2,062,500	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $311K (estimated)
Finders' fees: $0
Form D file number: 021-270529

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Asante Capital Group Advisors LLC	155178

Source: Form D, filed Jan 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOLE SHIPPING SPECIAL OPPORTUNITIES FUND II, L.P.

Investment adviser: SOLE SHIPPING SO GP II LIMITED

Gross asset value: $713K
Beneficial owners: 34
ADV minimum commitment: $250K

Reported in Form ADV on Apr 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ EQ FUND SERVICES (JERSEY) LIMITED ST HELIER, Jersey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CYPRUS LTD LIMASSOL, Cyprus

Custodian BARCLAYS BANK PLC ST HELIER, Jersey Related to adviser: No

Marketer ASANTE CAPITAL GROUP, LLP LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG CYPRUS LTD
PCAOB 1438

Filing source

Form ADV 2096902 · Apr 21, 2026 · Schedule D 7.B.(1), fund 805-9322743307

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Sole Shipping Special Opportunities Fund II L.P. (this fund)	Jan 24, 2017	$18,867,413	5
Sole Shipping Special Opportunities Fund III L.P.	Oct 10, 2019	$89,450,594	2

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Heather Bestwick	Director
Richard Boleat	Director
John Hatleskog	Director
Roy Mosvold	Director
N/A Sole Shipping So Gp Ii Limited	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Sole Shipping So Gp Ii Limited 3 Rd Floor, South Tower, 29/13 Esplanade
St. Helier, Y9, JE2 3QA