Form D · Other Banking and Financial Services

SoFi Fund for the Massachusetts Institute of Technology Community, LLC

San Francisco, CA · CIK 0001562367

Offering snapshot reported Dec 6, 2012 · SEC filing

Reported sold: $100K
Investors reported: 2
Minimum accepted: $1
First sale: Oct 26, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$25,000 → $100,000
Reported investors1 → 2

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 6, 2012	Amendment	$100,000	$75,000vs Nov 16, 2012	2	SEC filing
Nov 16, 2012	Initial	$25,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.5
Duration over one year: Yes
Business combination: No

Sales commissions: $50K (estimated)
Finders' fees: $0
Form D file number: 021-187162

Amount reflects sales compensation paid or expected to be paid for the sale of securities over the following 12 month period.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	SoFi Securities LLC · CRD 151717

Source: Form D, filed Dec 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOFI FUND FOR THE MASSACHUSETTS INSITUTE OF TECHNOLOGY COMMUNITY

Investment adviser: SOFI CAPITAL ADVISORS LLC

Gross asset value: $500K
Beneficial owners: 2
ADV minimum commitment: $100K

Reported in Form ADV on Nov 22, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARCHWAY TECHNOLOGY PARTNERS INC. INDIANAPLOIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor OUM & COMPANY LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 768239 · Nov 22, 2013 · Schedule D 7.B.(1), fund 805-2625624022

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Cagney	Executive
Saturnino S. Fanlo	Executive
Jim Finnigan	Executive
James Finnigan	Executive
Rob Lavet	Executive
Robert Lavet	Executive
N/A So Fi Capital Advisors, Llc	Promoter

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:

1 Letterman Drive, Building C Main Floor, Suite 250
San Francisco, CA, 94129