Investment adviser · CRD 165784

SOFI CAPITAL ADVISORS LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Jan 12, 2024

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
0
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles1$0Not reported
Filing source

Form ADV 1812623 · Jan 12, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

22 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOFI PRIME INCOME FUND, LPSecuritized Asset Fund · Last reported Jan 12, 2024$0Gross asset value

Feeder funds

  • SOFI PRIME INCOME FUND (CAYMAN), LP
Fund administrator SS&C WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC SAN FRANCISCO, California, United States
Custodian U.S. BANCORP ADVISORS, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker U.S. BANCORP ADVISORS, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC
PCAOB 238

U.S. BANCORP ADVISORS, LLC
SEC 8-30706

U.S. BANCORP ADVISORS, LLC
CRD 14455 · SEC 8-30706

Fund details & source
Fund ID
805-5167112018
Reported beneficial owners
0
Minimum commitment
$500K
Form D file number
021-284986

Form ADV 1812623 · Jan 12, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFI FUND FOR ECMCOther Private Fund · Last reported Jan 29, 2015$50MGross asset value

Form D fundraising filings

SoFi Fund for the University of Texas at Austin Community, LLC

Fund administrator ARCHWAY TECHNOLOGY PARTNERS INC. INDIANAPLOIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor OUM & COMPANY LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6513190448
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-191007

Form ADV 871763 · Jan 29, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFI CREDIT OPPORTUNITIES FUND LLCOther Private Fund · Last reported Jul 13, 2017$13.3MGross asset value
Fund administrator SS & C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC SAN FRANCISCO, California, United States
Custodian THE PRIVATE BANK CHICAGO, Illinois, United States Related to adviser: No
Marketer SOFI SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SOFI SECURITIES LLC
CRD 151717 · SEC 8-68389

Fund details & source
Fund ID
805-6820968791
Reported beneficial owners
9
Minimum commitment
$250K
Form D file number
021-25610

Form ADV 1127383 · Jul 13, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFI COMMUNITY FUND LLCOther Private Fund · Last reported Jun 27, 2014$4MGross asset value

Form D fundraising filings

SoFi Community Fund LLC

Fund administrator ARCHWAY TECHNOLOGIES INDIANAPOLIS, Indiana, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3238167430
Reported beneficial owners
15
Minimum commitment
$100K
Form D file number
021-209301

Form ADV 831985 · Jun 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFI FUND FOR THE COLUMBIA UNIVERSITY COMMUNITYOther Private Fund · Last reported Nov 22, 2013$500KGross asset value

Form D fundraising filings

SoFi Fund for the Columbia University Community, LLC

Fund administrator ARCHWAY TECHNOLOGY PARTNERS INC. INDIANAPLOIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor OUM & COMPANY LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6762483534
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-188119

Form ADV 768239 · Nov 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFI FUND FOR THE DARTMOUTH COLLEGE COMMUNITYOther Private Fund · Last reported Nov 22, 2013$500KGross asset value
Fund administrator ARCHWAY TECHNOLOGY PARTNERS INC. INDIANAPLOIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor OUM & COMPANY LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6726511502
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-191007

Form ADV 768239 · Nov 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFI FUND FOR THE DUKE UNIVERSITY COMMUNITYOther Private Fund · Last reported Nov 22, 2013$500KGross asset value

Form D fundraising filings

SoFi Fund for the Duke University Community, LLC

Fund administrator ARCHWAY TECHNOLOGY PARTNERS INC. INDIANAPLOIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor OUM & COMPANY LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6597048734
Reported beneficial owners
2
Minimum commitment
$100K
Form D file number
021-187941

Form ADV 768239 · Nov 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 12, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

234 1ST STREET
SAN FRANCISCO, CA, 94105, United States

CRD 165784

Filing source

Form ADV 1812623 · Jan 12, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.