Form D · Other Banking and Financial Services

SoFi Fund for the Columbia University Community, LLC

San Francisco, CA · CIK 0001563253

Offering snapshot reported Dec 11, 2012 · SEC filing

Reported sold
$1M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Nov 30, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 11, 2012Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-188119
Amount reflects sales compensation paid or expected to be paid for the sale of securities over the following 12 month period.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneSoFi Securities LLC · CRD 151717

Source: Form D, filed Dec 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOFI FUND FOR THE COLUMBIA UNIVERSITY COMMUNITY

Investment adviser: SOFI CAPITAL ADVISORS LLC

Gross asset value
$500K
Beneficial owners
2
ADV minimum commitment
$100K

Reported in Form ADV on Nov 22, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARCHWAY TECHNOLOGY PARTNERS INC. INDIANAPLOIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor OUM & COMPANY LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 768239 · Nov 22, 2013 · Schedule D 7.B.(1), fund 805-6762483534

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael So Fi Capital Advisors, Cagney Executive
Saturnino So Fi Capital Advisors, Fanlo Executive
James So Fi Capital Advisors, Finnigan Executive
Robert N/A Lavet Executive
N/A So Fi Capital Advisors, Llc Promoter

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
1 Letterman Drive, Building C Main Floor, Suite 250
San Francisco, CA, 94129