Form D · Hedge Fund

Smith Group Equity Opportunities Fund, LP

Dallas, TX · CIK 0001699818

Offering snapshot reported Dec 8, 2022 · SEC filing

Reported sold
$17.2M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 19, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.62M$17.2MApr 24, 2017: $6,000,000.00Apr 24, 2017Apr 24, 2018: $16,600,000.00Apr 24, 2018Apr 18, 2019: $17,236,506.00Apr 18, 2019Dec 9, 2021: $17,236,506.00Dec 9, 2021Dec 8, 2022: $17,236,506.00Dec 8, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 8, 2022Amendment$17,236,506$0vs Dec 9, 20213SEC filing
Dec 9, 2021Amendment$17,236,506$0vs Apr 18, 20193SEC filing
Apr 18, 2019Amendment$17,236,506$636,506vs Apr 24, 20183SEC filing
Apr 24, 2018Amendment$16,600,000$10,600,000vs Apr 24, 20173SEC filing
Apr 24, 2017Initial$6,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-285357

Source: Form D, filed Dec 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SMITH GROUP EQUITY OPPORTUNITY FUND, LP

Investment adviser: SMITH GROUP ASSET MANAGEMENT, LLC

Gross asset value
$14.1M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Jan 16, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EISNER AMPER FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA DALLAS, Texas, United States
Custodian UMB FINANCIAL CORP MILWAUKEE, Wisconsin, United States Related to adviser: No
Prime broker UMB MILWAUKEE, Wisconsin, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA
PCAOB 243

Filing source

Form ADV 1814228 · Jan 16, 2024 · Schedule D 7.B.(1), fund 805-4047353683

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Dallas Advisors, Llc Executive
Stephen S. Smith Executive
N/A Smith Asset Management Group, Lp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Crescent Court Suite 1150
Dallas, TX, 75201