Investment adviser · CRD 313265

SMITH GROUP ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

DALLAS, TX, United States · Form ADV filed Jul 10, 2026

Regulatory AUM: $1.41B
Client accounts: 2,320
Employees: 14
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	2,299	$782,371,127	55.5%
Government entities	4	$230,151,838	16.3%
Charities	4	$181,807,889	12.9%
Retirement plans	5	$137,195,689	9.7%
Investment companies	2	$39,402,759	2.8%
Corporations & businesses	6	$39,334,965	2.8%

Filing source

Form ADV 2118867 · Jul 10, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SMITH GROUP EQUITY OPPORTUNITY FUND, LPOther Private Fund · Last reported Jan 16, 2024$14.1MGross asset value

Form D fundraising filings

Smith Group Equity Opportunities Fund, LP

Fund administrator EISNER AMPER FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA DALLAS, Texas, United States

Custodian UMB FINANCIAL CORP MILWAUKEE, Wisconsin, United States Related to adviser: No

Prime broker UMB MILWAUKEE, Wisconsin, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA
PCAOB 243

Fund details & source

Fund ID: 805-4047353683
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-285357

Form ADV 1814228 · Jan 16, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 10, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

100 CRESCENT COURT
DALLAS, TX, 75201, United States

CRD 313265

Filing source

Form ADV 2118867 · Jul 10, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.