Form D · Hedge Fund

SMITH ASSET MANAGEMENT GROUP ABSOLUTE RETURN FUND I, L.P.

Dallas, TX · CIK 0001091561

Offering snapshot reported Jul 8, 2013 · SEC filing

Reported sold: $2.1M
Investors reported: 14
Minimum accepted: $1M
First sale: May 31, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 8, 2013	Amendment	$2,101,454	$0vs Jun 18, 2013	14	SEC filing
Jun 18, 2013	Initial	$2,101,454	No comparison	14	SEC filing
Apr 16, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-198173

Source: Form D, filed Jul 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SMITH ASSET MANAGEMENT GROUP ABSOLUTE RETURN FUND, L.P.

Investment adviser: SMITH ASSET MANAGEMENT GROUP LP

Gross asset value: $3M
Beneficial owners: 19
ADV minimum commitment: $250K

Reported in Form ADV on Jun 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EISNER AMPER FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA DALLAS, Texas, United States

Custodian BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA
PCAOB 243

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1435983 · Jun 24, 2020 · Schedule D 7.B.(1), fund 805-9882521285

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John David Brim	Executive
Stephen Spencer Smith	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Crescent Court Suite 1150
Dallas, TX, 75201