Investment adviser · CRD 106301

SMITH GROUP ASSET MANAGEMENT

Investment adviser filing (IA)

SMITH ASSET MANAGEMENT GROUP LP

DALLAS, TX, United States · Form ADV filed Mar 26, 2026

Regulatory AUM: $182M
Client accounts: 2
Employees: 13
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Government entities	Fewer than 5	$182,157,722	100.0%

Filing source

Form ADV 2083496 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SMITH GROUP GLOBAL LARGE CAP FUND, LPOther Private Fund · Last reported Mar 21, 2018$17.5MGross asset value

Fund administrator EISNER AMPER FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA DALLAS, Texas, United States

Custodian UMB FINANCIAL CORP KANSAS CITY, Missouri, United States Related to adviser: No

Prime broker UMB MILWAUKEE, Wisconsin, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA
PCAOB 243

Fund details & source

Fund ID: 805-9841041843
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-285357

Form ADV 1177266 · Mar 21, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMITH GROUP EQUITY OPPORTUNITIES FUND L.P.Other Private Fund · Last reported Mar 25, 2021$15.4MGross asset value

Fund administrator EISNER AMPER FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA DALLAS, Texas, United States

Custodian UMB FINANCIAL CORP KANSAS CITY, Missouri, United States Related to adviser: No

Prime broker UMB MILWAUKEE, Wisconsin, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA
PCAOB 243

Fund details & source

Fund ID: 805-4047353683
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-285357

Form ADV 1503949 · Mar 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMITH GROUP SMALL CAP EQUITY FUND, L.P.Other Private Fund · Last reported Sep 23, 2013$3.18MGross asset value

Auditor BDO USA DALLAS, Texas, United States

Custodian FIDELITY INVESTMENTS BOSTON, Massachusetts, United States Related to adviser: No

Prime broker FIDELITY INVESTMENTS BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2298547894
Reported beneficial owners: 4
Minimum commitment: $500K

Form ADV 757873 · Sep 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMITH ASSET MANAGEMENT GROUP ABSOLUTE RETURN FUND, L.P.Hedge Fund · Last reported Jun 24, 2020$3MGross asset value

Form D fundraising filings

SMITH ASSET MANAGEMENT GROUP ABSOLUTE RETURN FUND I, L.P.

Fund administrator EISNER AMPER FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA DALLAS, Texas, United States

Custodian BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA
PCAOB 243

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-9882521285
Reported beneficial owners: 19
Minimum commitment: $250K
Form D file number: 021-198173

Form ADV 1435983 · Jun 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMITH GROUP LARGE CAP EQUITY FUND, L.P.Other Private Fund · Last reported Nov 17, 2015$2.24MGross asset value

Auditor BDO USA DALLAS, Texas, United States

Custodian INTERACTIVE BROKERS CHICAGO, Illinois, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1872775168
Reported beneficial owners: 5
Minimum commitment: $500K

Form ADV 957096 · Nov 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets

Principal office

100 CRESCENT COURT, SUITE 1150
DALLAS, TX, 75201, United States

CRD 106301

Filing source

Form ADV 2083496 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.