Form D · Other Investment Fund

SMC Reserve Fund II, LP

New York, NY · CIK 0001408571

Offering snapshot reported Oct 25, 2019 · SEC filing

Reported sold
$141M
Indefinite offering
Investors reported
230
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$70.6M$141MNov 4, 2014: $136,120,048.00Nov 4, 2014Oct 27, 2015: $138,720,048.00Oct 27, 2015Oct 27, 2016: $139,545,369.00Oct 27, 2016Oct 26, 2017: $141,299,432.00Oct 26, 2017Oct 25, 2019: $141,299,432.00Oct 25, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2019Amendment$141,299,432$0vs Oct 26, 2017230SEC filing
Oct 26, 2017Amendment$141,299,432$1,754,063vs Oct 27, 2016230SEC filing
Oct 27, 2016Amendment$139,545,369$825,321vs Oct 27, 2015230SEC filing
Oct 27, 2015Amendment$138,720,048$2,600,000vs Nov 4, 2014230SEC filing
Nov 4, 2014Amendment$136,120,048No comparison230SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.06M
Finders' fees
$0
Form D file number
021-106875
Limited Partnership Interests

Source: Form D, filed Oct 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SMC RESERVE FUND II, LP

Investment adviser: SPRING MOUNTAIN CAPITAL, LP

Gross asset value
$5.41M
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Mar 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNP PARIBAS FINANCIAL SERVICES LLC KING OF PRUSSIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BNP PARIBAS BANK AND TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New Mexico, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1287512 · Mar 22, 2019 · Schedule D 7.B.(1), fund 805-4493036854

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory P Ho Executive
N/A Spring Mountain Capital G.P., Llc Promoter
John L Steffens Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
650 Madison Avenue 20 Th Floor
New York, NY, 10022