Investment adviser · CRD 119126

SPRING MOUNTAIN CAPITAL, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 21, 2026

Regulatory AUM: $311M
Client accounts: 7
Employees: 17
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$225,482,513	72.5%
Insurance companies	Fewer than 5	$85,325,885	27.4%
Charities	Fewer than 5	$98,130	0.0%

Filing source

Form ADV 2094830 · Apr 21, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

23 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SMC HOLDINGS II, LPPrivate Equity Fund · Last reported Apr 21, 2026$74.6MGross asset value

Form D fundraising filings

SMC Holdings II, LP

Auditor COHNREZNICK NEW YORK, New York, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK
PCAOB 596

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-7579023678
Reported beneficial owners: 198
Minimum commitment: $25K
Form D file number: 021-175884

Form ADV 2094830 · Apr 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMC TOTAL RETURN FUND, LPHedge Fund · Last reported Apr 21, 2026$74.5MGross asset value

Form D fundraising filings

SMC Total Return Fund, LP

Fund administrator BNP PARIBAS FINANCIAL SERVICES LLC KING OF PRUSSIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK NEW YORK, New York, United States

Custodian BNP PARIBAS BANK AND TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK
PCAOB 596

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-8118636420
Reported beneficial owners: 30
Minimum commitment: $500K
Form D file number: 021-284819

Form ADV 2094830 · Apr 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMC PRIVATE CAPITAL FUND, LPOther Private Fund · Last reported Apr 21, 2026$50.3MGross asset value

Form D fundraising filings

SMC Private Capital Fund, LP

Auditor COHNREZNICK NEW YORK, New York, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED CLAYTON, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK
PCAOB 596

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-4152121211
Reported beneficial owners: 52
Minimum commitment: $250K
Form D file number: 021-303629

Form ADV 2094830 · Apr 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMC PRIVATE CAPITAL FUND II, LPPrivate Equity Fund · Last reported Apr 21, 2026$13.8MGross asset value

Form D fundraising filings

SMC Private Capital Fund II, LP

Auditor COHNREZNICK NEW YORK, New York, United States

Custodian DIME COMMUNITY BANK HAUPPAUGE, New York, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED CLAYTON, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK
PCAOB 596

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-8703216506
Reported beneficial owners: 16
Minimum commitment: $500K
Form D file number: 021-452976

Form ADV 2094830 · Apr 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHIN OPPORTUNITY FUND, LPPrivate Equity Fund · Last reported Apr 21, 2026$12.2MGross asset value

Form D fundraising filings

WHIN Opportunity Fund, LP

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian CARVER BANCORP, INC. NEW YORK, New York, United States Related to adviser: No

Custodian DIME COMMUNITY BANK HAUPPAUGE, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-8551244160
Reported beneficial owners: 8
Minimum commitment: $5M
Form D file number: 021-427748

Form ADV 2094830 · Apr 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMC GROWTH CAPITAL PARTNERS III, LPPrivate Equity Fund · Last reported Oct 8, 2025$132MGross asset value

Form D fundraising filings

SMC Growth Capital Partners III, LP

Fund administrator ALTER DOMUS, LLC DARIEN, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK NEW YORK, New York, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED CLAYTON, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK
PCAOB 596

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-4991880882
Reported beneficial owners: 230
Minimum commitment: $250K
Form D file number: 021-391559

Form ADV 2017620 · Oct 8, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SMC GROWTH CAPITAL PARTNERS II, LPPrivate Equity Fund · Last reported Oct 8, 2025$123MGross asset value

Form D fundraising filings

SMC Growth Capital Partners II, LP

Fund administrator ALTER DOMUS, LLC DARIEN, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK NEW YORK, New York, United States

Custodian PACIFIC WESTERN BANK DURHAM, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK
PCAOB 596

Fund details & source

Fund ID: 805-5349132131
Reported beneficial owners: 137
Minimum commitment: $250K
Form D file number: 021-221282

Form ADV 2017620 · Oct 8, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 21, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

787 7TH AVENUE, 5TH FLOOR
NEW YORK, NY, 10019, United States

CRD 119126

Filing source

Form ADV 2094830 · Apr 21, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.