Form D · Other Investment Fund

SL CAPITAL SOF III LP

Edinburgh, X0 · CIK 0001688209

Offering snapshot reported Oct 26, 2017 · SEC filing

Reported sold
$428M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 21, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$214M$428MOct 25, 2016: $212,900,000.00Oct 25, 2016Oct 26, 2017: $427,530,000.00Oct 26, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$212,900,000 → $427,530,000
  • Reported investors15 → 16

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 26, 2017Amendment$427,530,000$214,630,000vs Oct 25, 201616SEC filing
Oct 25, 2016Initial$212,900,000No comparison15SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-273197
OFFERS AND SALES OF INTERESTS IN THE FUND WERE MADE BY AND THROUGH STANDARD LIFE INVESTMENTS SECURITIES LLC ("SLIS"). HOWEVER, SLIS DOES NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
STANDARD LIFE INVESTMENTS SECURITIES LLC157233

Source: Form D, filed Oct 26, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Graeme Gunn Executive
Ian Harris Executive
Stewart Hay Executive
Patrick Knechtli Executive
Peter Mckellar Executive
Mark Nicolson Executive
Roger Pim Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Sl Capital Partners Llp One George Street
Edinburgh, X0, EH2 2LL