Form D · Other Investment Fund
SL Capital SOF I LP
Edinburgh, X0 · CIK 0001582969
Offering snapshot reported Feb 19, 2014 · SEC filing
- Reported sold
- $190M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 25, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$120,000,000 → $189,868,890
- Reported investors6 → 14
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 19, 2014 | Amendment | $189,868,890 | $69,868,890vs Dec 9, 2013 | 14 | SEC filing |
| Dec 9, 2013 | Amendment | $120,000,000 | $100,000,000vs Aug 9, 2013 | 6 | SEC filing |
| Aug 9, 2013 | Initial | $20,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-201099
OFFERS AND SALES OF INTERESTS IN THE FUND WERE MADE BY AND THROUGH STANDARD LIFE INVESTMENTS SECURITIES LLC("SLIS"). HOWEVER, SLIS DOES NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| STANDARD LIFE INVESTMENTS SECURITIES LLC | 157233 |
Source: Form D, filed Feb 19, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roland Brinkman | Executive |
| Graeme Gunn | Executive |
| Ian Harris | Executive |
| Stewart Hay | Executive |
| Patrick Knechtli | Executive |
| Peter Mckellar | Executive |
| Mark Nicolson | Executive |
| Roger Pim | Executive |
| Craig Williamson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Edinburgh, X0, EH2 2LL