Form D · Other Investment Fund
Pugh Capital Broad High Yield Market Partners, LP
Seattle, WA · CIK 0001567063
Offering snapshot reported Apr 25, 2025 · SEC filing
- Reported sold
- $524M Indefinite offering
- Investors reported
- 29 Form D · investor count
- Minimum accepted
- $10M Reported outside-investor minimum
- First sale
- May 1, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$520,868,942 → $523,968,942
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 25, 2025 | Amendment | $523,968,942 | $3,100,000vs Apr 26, 2024 | 29 | SEC filing |
| Apr 26, 2024 | Amendment | $520,868,942 | $16,000,000vs Apr 28, 2023 | 29 | SEC filing |
| Apr 28, 2023 | Amendment | $504,868,942 | $4,500,000vs Apr 29, 2022 | 29 | SEC filing |
| Apr 29, 2022 | Amendment | $500,368,942 | $1,650,000vs Apr 30, 2021 | 29 | SEC filing |
| Apr 30, 2021 | Amendment | $498,718,942 | $27,695,000vs May 1, 2020 | 29 | SEC filing |
| May 1, 2020 | Amendment | $471,023,942 | $2,931,000vs May 3, 2019 | 28 | SEC filing |
| May 3, 2019 | Amendment | $468,092,942 | $16,619,659vs May 4, 2018 | 28 | SEC filing |
| May 4, 2018 | Amendment | $451,473,283 | $21,192,002vs May 4, 2017 | 24 | SEC filing |
| May 4, 2017 | Amendment | $430,281,281 | $69,704,803vs May 4, 2016 | 22 | SEC filing |
| May 4, 2016 | Amendment | $360,576,478 | $8,600,000vs May 4, 2015 | 21 | SEC filing |
| May 4, 2015 | Amendment | $351,976,478 | $21,247,965vs May 6, 2014 | 19 | SEC filing |
| May 6, 2014 | Amendment | $330,728,513 | $230,728,513vs May 9, 2013 | 14 | SEC filing |
| May 9, 2013 | Amendment | $100,000,000 | No comparison | 1 | SEC filing |
| Jan 24, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-190708
Source: Form D, filed Apr 25, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PUGH CAPITAL BROAD HIGH YIELD MARKET PARTNERS, LP
Investment adviser: PUGH CAPITAL MANAGEMENT, INC.
- Gross asset value
- $49.1M
- Beneficial owners
- 4
- ADV minimum commitment
- $10M
Reported in Form ADV on Sep 9, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WITHUM SMITH + BROWN, PC
PCAOB 100
NORTHERN TRUST
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2015072 · Sep 9, 2025 · Schedule D 7.B.(1), fund 805-8105441123
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gordon Eng | Executive |
| Deanna Hobson | Executive |
| Thomas P. Kelleher | Director |
| David W. Kinsley | Director |
| Jean David Larson | Executive |
| N/A Pugh Capital Management, Inc. | Executive, Promoter |
| N/A Sky Harbor Capital Management, Llc | Executive, Promoter |
| Hannah H. Strasser | Director |
| Anne C. Yobage | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Seattle, WA, 98101