PUGH CAPITAL MANAGEMENT, INC. – investment adviser, $12.8B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Government entities	17	$4,776,023,524	37.2%
Retirement plans	13	$2,508,816,889	19.6%
Insurance companies	Fewer than 5	$1,890,108,828	14.7%
Other clients	Fewer than 5	$1,465,373,620	11.4%
Charities	11	$900,264,749	7.0%
Corporations & businesses	Fewer than 5	$696,816,791	5.4%
Other investment advisers	Fewer than 5	$307,407,585	2.4%
Pooled investment vehicles	2	$277,129,194	2.2%

Filing source

Form ADV 2072589 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PUGH CAPITAL CORE FIXED INCOME, LPOther Private Fund · Last reported Mar 24, 2026$33.2MGross asset value

Form D fundraising filings

Pugh Capital Core Fixed Income LP

Fund administrator NORTHEAST RETIREMENT SERVICES LLC WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK CITY, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-3480245533
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-572794

Form ADV 2072589 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUGH CAPITAL BROAD HIGH YIELD MARKET PARTNERS, LPOther Private Fund · Last reported Sep 9, 2025$49.1MGross asset value

Form D fundraising filings

Pugh Capital Broad High Yield Market Partners, LP

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH + BROWN, PC NEW YORK, New York, United States

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH + BROWN, PC
PCAOB 100

NORTHERN TRUST
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-8105441123
Reported beneficial owners: 4
Minimum commitment: $10M
Form D file number: 021-190708

Form ADV 2015072 · Sep 9, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1700 7TH AVENUE, SUITE 1510
SEATTLE, WA, 98101, United States

CRD 111765

Filing source

Form ADV 2072589 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.