Form D · Private Equity Fund

Siguler Guff Small Buyout Opportunities Fund IV, LP

New York, NY · CIK 0001781610

Offering snapshot reported Jan 13, 2020 · SEC filing

Reported sold: $1.57B
Investors reported: 220
Minimum accepted: $5M
First sale: Jun 28, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,132,133,000 → $1,574,950,000
Reported investors138 → 220

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 13, 2020	Amendment	$1,574,950,000	$442,817,000vs Aug 26, 2019	220	SEC filing
Aug 26, 2019	Amendment	$1,132,133,000	$70,250,000vs Jul 12, 2019	138	SEC filing
Jul 12, 2019	Initial	$1,061,883,000	No comparison	127	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $3.3M (estimated)
Finders' fees: $0
Form D file number: Not reported

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	Siguler Guff Global Markets, LLC · CRD 159534
MBSC Securities Corporation	231
Certior Capital Oy	None
S.O. Capital Advice	None

Source: Form D, filed Jan 13, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Siguler Guff Small Buyout Opportunities Fund II, LP	Sep 11, 2013	$195,705,000	17
Siguler Guff Small Buyout Opportunities Fund III, LP	Oct 3, 2017	$730,000,000	66
Siguler Guff Small Buyout Opportunities Fund IV, LP (this fund)	Jan 13, 2020	$1,574,950,000	220
Siguler Guff Small Buyout Opportunities Fund V, LP	Aug 5, 2022	$1,966,650,000	254
Siguler Guff Small Buyout Opportunities Fund VI, LP	Dec 23, 2025	$1,669,958,000	160

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kenneth James Burns	Executive
Andrew Joseph Guff	Executive
George William Siguler	Executive
N/A Siguler Guff & Company, Lp	Promoter
N/A Siguler Guff Sbof Iv Gp, Llc	Executive
N/A Siguler Guff Sbof Iv Lux Gp Sarl	Executive
Donald Paul Spencer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 Park Avenue, 23 Rd Floor
New York, NY, 10166