Form D · Private Equity Fund
Siguler Guff Small Buyout Opportunities Fund II, LP
New York, NY · CIK 0001527233
Offering snapshot reported Sep 11, 2013 · SEC filing
- Reported sold
- $196M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Aug 31, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 11, 2013 | Initial | $195,705,000 | No comparison | 17 | SEC filing |
| May 29, 2013 | Initial | $239,400,000 | No comparison | 21 | SEC filing |
| Apr 16, 2013 | Initial | $235,500,000 | No comparison | 18 | SEC filing |
| Nov 9, 2012 | Initial | $111,000,000 | No comparison | 8 | SEC filing |
| Apr 3, 2012 | Initial | $86,000,000 | No comparison | 7 | SEC filing |
| Sep 13, 2011 | Initial | $60,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-202727
Certain associated persons receive compensation from SG based indirectly on capital raised. SG has an agreement with BNY Mellon to distribute certain funds. In both cases, SG pays the compensation and not the fund.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Bank of New York Mellon Corporation | 231 |
Source: Form D, filed Sep 11, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND II, LP
Investment adviser: SIGULER GUFF ADVISERS LLC
- Gross asset value
- $31.8M
- Beneficial owners
- 16
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS, LLP
PCAOB 238
Filing source
Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-8591885129
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth Burns | Executive |
| Andrew Joseph Guff | Executive |
| George William Siguler | Executive |
| N/A Siguler Guff & Company, Lp | Promoter |
| N/A Siguler Guff Sbof Ii Gp, Llc | Executive |
| Donald Paul Spencer | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 07087