Form D · Investing

Sheppard Wealth Capital Management, LLC

Bend, OR · CIK 0001867749

Offering snapshot reported Jun 16, 2021 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 16, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-403117

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sheppard Wealth Capital Management, LLCNone

Source: Form D, filed Jun 16, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SHEPPARD WEALTH VC - CLEAN ENERGY FUND SERIES

Investment adviser: SHEPPARD WEALTH MANAGEMENT, LLC

Gross asset value
$905K
Beneficial owners
13
ADV minimum commitment
$100K

Reported in Form ADV on Mar 4, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KLINE FUND ADMINISTRATION LITTLETON, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES DENVER, Colorado, United States
Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1602703 · Mar 4, 2022 · Schedule D 7.B.(1), fund 805-3954553634

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Swanson Executive

Issuer details

Industry: Investing (See others in industry)

Address:
360 Sw Bond St
Bend, OR, 97702