Investment adviser · CRD 171444

SHEPPARD WEALTH MANAGEMENT, LLC

Investment adviser filing (IA)

BEND, OR, United States · Form ADV filed Mar 4, 2022

Regulatory AUM
$175M
Form ADV · Item 5.F
Client accounts
411
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals58$154,690,98088.4%
Individuals73$19,851,83711.3%
CharitiesFewer than 5$414,3440.2%
Filing source

Form ADV 1602703 · Mar 4, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OPAL SHEPPARD OPPORTUNITIES FUND I LPHedge Fund · Last reported Mar 4, 2022$7.61MGross asset value
Fund administrator AUSTIN CAPITAL TRUST RENO, Nevada, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES DENVER, Colorado, United States
Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source
Fund ID
805-4855258383
Reported beneficial owners
30
Minimum commitment
$250K
Form D file number
021-287897

Form ADV 1602703 · Mar 4, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHEPPARD WEALTH VC - CLEAN ENERGY FUND SERIESVenture Capital Fund · Last reported Mar 4, 2022$905KGross asset value

Form D fundraising filings

Sheppard Wealth Capital Management, LLC

Fund administrator KLINE FUND ADMINISTRATION LITTLETON, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES DENVER, Colorado, United States
Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-3954553634
Reported beneficial owners
13
Minimum commitment
$100K
Form D file number
021-403117

Form ADV 1602703 · Mar 4, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 4, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly

Principal office

5 NW MINNESOTA AVE, SUITE 220
BEND, OR, 97703, United States

CRD 171444

Filing source

Form ADV 1602703 · Mar 4, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.